DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Maria Louise Callaghan

Raymond James Financial Services Advisors, IncBD affiliatedBedford, NhIA-onlyIAPD 5829888

Certified Financial Planner

Feed of 09/14/2026

Also filed as Maria L Fantoni

At current firm

0 y

since May 4, 2026

In the industry

15 y

since Apr 27, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James Financial Services Advisors, Inc BD affiliated current
since May 4, 2026 · Bedford, Nh
Financial Strategies Retirement Partners unclassified
Jan 5, 2026 to Apr 8, 2026 · Bedford, Nh
Commonwealth Financial Network national BD
Nov 17, 2025 to May 6, 2026 · Bedford, Nh
Northwest Asset Management independent RIA
Jun 8, 2021 to Jul 22, 2025 · Manchester, Nh
The Harbor Group, Inc. independent RIA
Feb 6, 2019 to Sep 1, 2021 · Bedford, Nh
Creative Planning Institutional Advisors, LLC institutional
Nov 7, 2017 to Jan 7, 2019 · Boston, Ma
Twin Focus Capital Partners, LLC independent RIA
Nov 15, 2016 to Sep 7, 2017 · Boston, Ma
Sentinel Pension Advisors, LLC. institutional
Nov 30, 2015 to Oct 21, 2016 · Wakefield, Ma
Strategic Advisers LLC national BD
Jun 12, 2013 to Nov 9, 2015 · Merrimack, Nh

Moves

a registration end followed by a registration begin elsewhere

Commonwealth Financial Network to Financial Strategies Retirement Partners
left May 6, 2026, registered Jan 5, 2026 (-121 days) · Other · moved with a team
Financial Strategies Retirement Partners to Raymond James Financial Services Advisors, Inc
left Apr 8, 2026, registered May 4, 2026 (26 days) · Other · moved with a team
Northwest Asset Management to Commonwealth Financial Network
left Jul 22, 2025, registered Nov 17, 2025 (118 days) · RIA to affiliated broker-dealer or bank
The Harbor Group, Inc. to Northwest Asset Management
left Sep 1, 2021, registered Jun 8, 2021 (-85 days) · RIA to RIA
Creative Planning Institutional Advisors, LLC to The Harbor Group, Inc.
left Jan 7, 2019, registered Feb 6, 2019 (30 days) · Other
Twin Focus Capital Partners, LLC to Creative Planning Institutional Advisors, LLC
left Sep 7, 2017, registered Nov 7, 2017 (61 days) · Other
Sentinel Pension Advisors, LLC. to Twin Focus Capital Partners, LLC
left Oct 21, 2016, registered Nov 15, 2016 (25 days) · Other
Strategic Advisers LLC to Sentinel Pension Advisors, LLC.
left Nov 9, 2015, registered Nov 30, 2015 (21 days) · Other

Signals

Maria Louise Callaghan left Commonwealth Financial Network for Financial Strategies Retirement Partners (registered 2026-01-05)
May 6, 2026 · Advisor changed firm · fact
Maria Louise Callaghan left Financial Strategies Retirement Partners for Raymond James Financial Services Advisors, Inc (registered 2026-05-04)
Apr 8, 2026 · Advisor changed firm · fact
Maria Louise Callaghan left Northwest Asset Management for Commonwealth Financial Network (registered 2025-11-17)
Jul 22, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address