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Advisor at ARKADIOS WEALTH ADVISORS
Birmingham, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARKADIOS WEALTH ADVISORS | Bd affiliated wealth | Jan 20, 2026 | n/a | yes | Birmingham, AL | Current employment |
| RFG ADVISORY, LLC | Independent wealth | Feb 16, 2021 | Jan 21, 2026 | no | Birmingham, AL|VESTAVIA HILLS, AL | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Feb 4, 2015 | Mar 26, 2021 | no | HOOVER, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RFG ADVISORY, LLC | ARKADIOS WEALTH ADVISORS | Jan 21, 2026 | Jan 20, 2026 | -1 | Firm change | RIA to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | RFG ADVISORY, LLC | Mar 26, 2021 | Feb 16, 2021 | -38 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158401:288863:AL:2026-01-20 | Jan 21, 2026 | Jan 20, 2026 | VESTAVIA HILLS, AL | Firm change |