DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at TRUIST ADVISORY SERVICES, INC.
SARASOTA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Aug 24, 2016 | n/a | yes | SARASOTA, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 10, 2003 | Mar 26, 2014 | no | SARASOTA, FL|TAMPA, FL|OLDSMAR, FL|TAMPA, FL|SARASOTA, FL|NAPLES, FL|SARASOTA, FL|BOSTON, MA|WORCESTER, MA|SARASOTA, FL|PINELLAS PARK, FL|TAMPA, FL|PINELLAS PARK, FL|SARASOTA, FL|SARASOTA, FL|SARASOTA, FL|SARASOTA, FL|BOSTON, MA|SARASOTA, FL|SARASOTA, FL|TAMPA, FL|PINELLAS PARK, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 11, 2002 | Feb 13, 2003 | no | TAMPA , FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 1, 2000 | Nov 19, 2002 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | TRUIST ADVISORY SERVICES, INC. | Mar 26, 2014 | Aug 24, 2016 | 882 | Firm change after gap | Wirehouse to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Feb 13, 2003 | Mar 10, 2003 | 25 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 19, 2002 | Dec 11, 2002 | 22 | Firm change | Wirehouse to wirehouse |