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Advisor at COMMONWEALTH FINANCIAL NETWORK
Fishers, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Dec 12, 2022 | n/a | yes | Fishers, IN | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 18, 2006 | Nov 22, 2022 | no | Fishers, IN | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 10, 2005 | May 5, 2006 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | n/a | Oct 26, 2004 | May 18, 2006 | no | MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | COMMONWEALTH FINANCIAL NETWORK | Nov 22, 2022 | Dec 12, 2022 | 20 | Firm change | Ibd to ibd |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | May 18, 2006 | Oct 10, 2005 | -220 | Firm change after gap | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 5, 2006 | May 18, 2006 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:8032:IN:2022-11-22 | Nov 22, 2022 | Dec 12, 2022 | FISHERS, IN | Firm change |