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Registered advisor
J••• F•••••• W•••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
3 y
since Dec 12, 2022
In the industry
41 y
since Jan 21, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Dec 12, 2022 · Fishers, In
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMay 18, 2006 to Nov 22, 2022 · Fishers, In
- N••••••••• M••••• I••••••••• S••••••••• no RAUMOct 10, 2005 to May 5, 2006 · Indianapolis, In
- N••••••••• M••••• W••••• M••••••••• C•••••• unclassifiedOct 26, 2004 to May 18, 2006 · Milwaukee, Wi
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Nov 22, 2022, registered Dec 12, 2022 (20 days) · Affiliated broker-dealer or bank to another · moved with a team
- N••••••••• M••••• W••••• M••••••••• C•••••• to N••••••••• M••••• I••••••••• S•••••••••left May 18, 2006, registered Oct 10, 2005 (-220 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 5, 2006, registered May 18, 2006 (13 days) · Other
Signals
- J••• F•••••• W••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for C••••••••• F•••••••• N•••••• (registered 2022-12-12)Nov 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address