DFX Intelligence

Data Factory

RIA / WealthAdvisor36 years in industry

DANIEL JOHN PETRIE

Advisor at FORTIS CAPITAL ADVISORS, LLC

PRAIRIE VILLAGE, KS | Morristown, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7d88b82c-b761-53e3-d6bb-5b31cd879140

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 12, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FORTIS CAPITAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 16, 1990
First registration: Mar 12, 2009
Dual registered: no
Other names: DANIEL JOHN PETRIE
IAPD individual key: 1543568

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FORTIS CAPITAL ADVISORS, LLC	Independent wealth	Feb 2, 2026	n/a	yes	PRAIRIE VILLAGE, KS\|Morristown, NJ	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 6, 2023	Feb 3, 2023	no	SAN DIEGO, CA\|Morristown, NJ	Previous registration
SERAPHIM CAPITAL MANAGEMENT, LLC	Independent wealth	Feb 15, 2017	Feb 5, 2026	no	Morristown, NJ\|BLAUVELT, NY	Previous registration
SERAPHIM CAPITAL MANAGEMENT, LLC	Independent wealth	Dec 28, 2015	Dec 31, 2016	no	Morristown, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 12, 2009	Nov 11, 2015	no	MORRISTOWN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SERAPHIM CAPITAL MANAGEMENT, LLC	LPL FINANCIAL LLC	Feb 5, 2026	Jan 6, 2023	-1,126	Firm change after gap	RIA to RIA
LPL FINANCIAL LLC	FORTIS CAPITAL ADVISORS, LLC	Feb 3, 2023	Feb 2, 2026	1,095	Firm change after gap	RIA to RIA
WELLS FARGO ADVISORS	SERAPHIM CAPITAL MANAGEMENT, LLC	Nov 11, 2015	Dec 28, 2015	47	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ FORTIS CAPITAL ADVISORS, LLCRegistered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ SERAPHIM CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 15, 2017 to Feb 5, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 6, 2023 to Feb 3, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 12, 2009 to Nov 11, 2015factForm ADV

Dated events

Occurred
Feb 5, 2026
Advisor changed firm
Daniel John Petrie left Seraphim Capital Management, Llc for Lpl Financial Llc (registered 2023-01-06)
Form ADVobserved 6 days ago
Occurred
Feb 3, 2023
Advisor changed firm
Daniel John Petrie left Lpl Financial Llc for Fortis Capital Advisors, Llc (registered 2026-02-02)
Form ADVobserved 6 days ago