DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ROCKEFELLER CAPITAL MANAGEMENT
Rogers, AR | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Oct 6, 2025 | n/a | yes | Rogers, AR | Current employment |
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Nov 29, 2024 | n/a | yes | Rogers, AR|Dallas, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 12, 2017 | Dec 3, 2024 | no | ROGERS, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ROCKEFELLER CAPITAL MANAGEMENT | Dec 3, 2024 | Nov 29, 2024 | -4 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:291361:AR:2024-12-03 | Dec 3, 2024 | Nov 29, 2024 | ROGERS, AR | Firm change |