DFX Intelligence

M•• F•••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M•• F•••••••• S•••••••• L••

CRD 331681

SAFETY HARBOR, FL

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Search this name across graphsid dfx:ria:7db10407-6b71-d1fe-1617-3731af5d7333

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jun 28, 2024 to Mar 31, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=3.0
Regulatory AUM: $361M••• Locked
Discretionary RAUM: $361M
Private client RAUM: $358Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $120Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••• M•••••••	Certified Financial Planner	SAFETY HARBOR, FL	2	34	4	yes
J••••• E•• M•••••••	Chartered Financial Consultant	SAFETY HARBOR, FL	2	13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••••• C•••••	MANAGING MEMBER	C	yes	06/2024	Jun 28, 2024	Dec 10, 2024
M•••••••• J•••••• E••	MANAGING MEMBER	C	yes	06/2024	Jun 28, 2024	Dec 10, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Lecanto	FL	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$361M	$313M	15.3%	n/a	n/a	5	3	1	1

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
I••••••••• A•••••• A•••••••• L••	3	Aug 2, 2024	Aug 2, 2024	DUNEDIN, FL	Team lift out	RIA to new firm	1.2%

Relationships

Registered with (3)

← T••••• R•• M•••••••Advisorregistration: current employment
Aug 2, 2024 to presentfactForm ADV
← J••••• E•• M•••••••Advisorregistration: current employment
Aug 1, 2024 to presentfactForm ADV
← C••••• M•••••••Advisorregistration: current employment
Aug 1, 2024 to presentfactForm ADV

Controls (3)

Dated events

Occurred
Aug 2, 2024
Team lift-out
••• Locked
Form ADVobserved 7 days ago
3 advisors
Occurred
Jun 28, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7db10407-6b71-d1fe-1617-3731af5d7333
First observed: Jun 28, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.