DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mfp Financial Services, LLC
Latest filing Mar 31, 2026
First filing on the tape Jun 28, 2024 · 10 filings
SEC status approved since Aug 1, 2024
RAUM
$361M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$358M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$120M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$361M as of Mar 31, 2026
Mar 26, 2025$313M then
HNW client RAUM$209M as of Mar 31, 2026
Mar 26, 2025$190M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 26, 20253 then
Employees (5.A)5 as of Mar 31, 2026
Mar 26, 20253 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $120MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 428derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $240,988derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +104%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $75.0MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$209M58%
- Individuals$149M41%
- Pension and profit-sharing plans$3.4M0.9%
- Individual clients
- 1,116reported
- HNW clients
- 168reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 1,498reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jordan Eva MavrakosChartered Financial Consultant | Safety Harbor, Fl | Aug 1, 2024 | 13 y | 2 |
| Christ MavrakosCertified Financial Planner | Safety Harbor, Fl | Aug 1, 2024 | 34 y | 4 |
| Taylor Rae Mavrakos | Safety Harbor, Fl | Aug 2, 2024 | 10 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Taylor Rae Mavrakos from Independent Advisor Alliance, LLCAug 2, 2024 · RIA to a newly registered adviser
- Jordan Eva Mavrakos from Independent Advisor Alliance, LLCAug 1, 2024 · RIA to a newly registered adviser
- Christ Mavrakos from Independent Advisor Alliance, LLCAug 1, 2024 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Independent Advisor Alliance, LLCAug 2, 2024 · Dunedin, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christ Mavrakos · Managing Membercontrolsince 06/2024 · owns 25% to 50%
- Eva Jordan Mavrakos · Managing Membercontrolsince 06/2024 · owns 25% to 50%
- Rae Taylor Mavrakos · Managing Member And Chief Compliance Officercontrolsince 06/2024 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Safety Harbor, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lecanto, FL
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Mar 31, 2026private clients per advisor of 428.0 against a peer median of 57.3 (3075 comparable advisers, 100.0th percentile, 10.6 robust deviations)peers: independent wealth managers, $100M to $500M (3,075) · 100% percentile
- client count surgeChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 630.0 to 1,284.0 (+104.0%) between the annual amendments of 2025-03-26 and 2026-03-31; the peer median change was +3.0% (3310 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 99% percentile
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2025-10-07, no on the filing of 2026-03-31peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,343 to 1,498Oct 7, 2025 to Mar 31, 2026
- BD registered reps · 2 to 3Oct 7, 2025 to Mar 31, 2026
- HNW clients · 81 to 168Oct 7, 2025 to Mar 31, 2026
- Individual clients · 549 to 1,116Oct 7, 2025 to Mar 31, 2026
- Assets in custody · 136100000.0 to unsetOct 7, 2025 to Mar 31, 2026
- Custody of client assets · true to falseOct 7, 2025 to Mar 31, 2026
- Employees · 3 to 5Oct 7, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 0Oct 7, 2025 to Mar 31, 2026
- Discretionary RAUM · $313M to $361MOct 7, 2025 to Mar 31, 2026
- HNW RAUM · $190M to $209MOct 7, 2025 to Mar 31, 2026
- Individual RAUM · $120M to $149MOct 7, 2025 to Mar 31, 2026
- Pension RAUM · $3.1M to $3.4MOct 7, 2025 to Mar 31, 2026
- RAUM · $313M to $361MOct 7, 2025 to Mar 31, 2026
- Accounts · 1,314 to 1,343Dec 10, 2024 to Mar 26, 2025
- Individual clients · 485 to 549Dec 10, 2024 to Mar 26, 2025
- Assets in custody · $65.4M to $136MDec 10, 2024 to Mar 26, 2025
- Employees · 7 to 3Dec 10, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 1-10Dec 10, 2024 to Mar 26, 2025
- Discretionary RAUM · $314M to $313MDec 10, 2024 to Mar 26, 2025
- HNW RAUM · $186M to $190MDec 10, 2024 to Mar 26, 2025
- Individual RAUM · $125M to $120MDec 10, 2024 to Mar 26, 2025
- Pension RAUM · $3.2M to $3.1MDec 10, 2024 to Mar 26, 2025
- RAUM · $314M to $313MDec 10, 2024 to Mar 26, 2025
- Related insurance company · false to trueDec 10, 2024 to Mar 26, 2025
- Business name · MFP FINANCIAL SERVICES to MFP FINANCIAL SERVICES, LLCDec 10, 2024 to Dec 10, 2024
- Legal name · MFP FINANCIAL SERVICES to MFP FINANCIAL SERVICES, LLCDec 10, 2024 to Dec 10, 2024
- Accounts · 0 to 1,314Aug 14, 2024 to Dec 5, 2024
- Charity clients · unset to 0.0Aug 14, 2024 to Dec 5, 2024
- Corporate clients · unset to 0.0Aug 14, 2024 to Dec 5, 2024
- HNW clients · unset to 81.0Aug 14, 2024 to Dec 5, 2024
- Individual clients · unset to 485.0Aug 14, 2024 to Dec 5, 2024
- Pension plan clients · unset to 2.0Aug 14, 2024 to Dec 5, 2024
- Pooled vehicle clients · unset to 0.0Aug 14, 2024 to Dec 5, 2024
- Assets in custody · unset to 65400000.0Aug 14, 2024 to Dec 5, 2024
- Custody of client assets · false to trueAug 14, 2024 to Dec 5, 2024
- Discretionary RAUM · $0 to $314MAug 14, 2024 to Dec 5, 2024
- HNW RAUM · $0 to $186MAug 14, 2024 to Dec 5, 2024
- Individual RAUM · $0 to $125MAug 14, 2024 to Dec 5, 2024
- Pension RAUM · $0 to $3.2MAug 14, 2024 to Dec 5, 2024
- RAUM · $0 to $314MAug 14, 2024 to Dec 5, 2024
Signals
2 dated events
- 3 advisors left Independent Advisor Alliance, LLC (Dunedin, FL) for Mfp Financial Services, LLC on the same dayAug 2, 2024 · Team lift-out · derived
- Mfp Financial Services filed its initial SEC registration (Form ADV)Jun 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- support@mfpfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- alex@mfpfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- carter.thomas@mfpfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- haley@mfpfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- mai@mfpfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- carol.beavin@mfpfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 727-443-3300reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 618-980-6070reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 727-598-0096reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- MFPFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 727-443-3300reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- MFPFINANCIAL.COM/team.htmreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $120Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026