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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

SCOTT ALLEN GIDLEY

Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

AUSTIN, TX | SCOTTSDALE, AZ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 16, 1988
First registration: Oct 17, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1816532

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Jan 26, 2007	n/a	yes	SCOTTSDALE, AZ\|AUSTIN, TX	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2005	Jan 8, 2007	no	AUSTIN, TX	Previous registration
SUNAMERICA SECURITIES, INC.	n/a	Jul 31, 2003	Oct 31, 2005	no	AUSTIN, TX	Previous registration
CARILLON INVESTMENTS, INC.	n/a	Jun 25, 2002	Apr 25, 2003	no	AUSTIN, TX	Previous registration
EASTERN POINT ADVISORS INC.	n/a	Oct 17, 2001	Jun 19, 2002	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Jan 8, 2007	Jan 26, 2007	18	Firm change	Other
SUNAMERICA SECURITIES, INC.	SAGEPOINT FINANCIAL, INC.	Oct 31, 2005	Oct 31, 2005	0	Bulk transfer	Other
CARILLON INVESTMENTS, INC.	SUNAMERICA SECURITIES, INC.	Apr 25, 2003	Jul 31, 2003	97	Firm change	Other
EASTERN POINT ADVISORS INC.	CARILLON INVESTMENTS, INC.	Jun 19, 2002	Jun 25, 2002	6	Firm change	Other

Relationships

Registered with (5)

→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: current employment
Jan 26, 2007 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 31, 2005 to Jan 8, 2007factForm ADV
→ SUNAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jul 31, 2003 to Oct 31, 2005factForm ADV
→ CARILLON INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 25, 2002 to Apr 25, 2003factForm ADV
→ EASTERN POINT ADVISORS INC.Registered adviserregistration: previous registration
Oct 17, 2001 to Jun 19, 2002factForm ADV

Dated events

No dated event names this entity yet.