RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A•••• G•••••
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA currentsince Jan 26, 2007 · S••••Sdale, Az
- S•••••••• F••••••••• I••• formerOct 31, 2005 to Jan 8, 2007 · Austin, Tx
- S••••••••• S••••••••• I••• unclassifiedJul 31, 2003 to Oct 31, 2005 · Austin, Tx
- C••••••• I••••••••• I••• unclassifiedJun 25, 2002 to Apr 25, 2003 · Austin, Tx
- E•••••• P•••• A••••••• I••• unclassifiedOct 17, 2001 to Jun 19, 2002 · Austin, Tx
- S•••••••• F••••••••• I••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Jan 8, 2007, registered Jan 26, 2007 (18 days) · Other
- S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
- C••••••• I••••••••• I••• to S••••••••• S••••••••• I•••left Apr 25, 2003, registered Jul 31, 2003 (97 days) · Other
- E•••••• P•••• A••••••• I••• to C••••••• I••••••••• I•••left Jun 19, 2002, registered Jun 25, 2002 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address