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Reading the graph
Advisor at MORGAN STANLEY
Morristown, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Morristown, NJ | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Feb 6, 2009 | Jun 1, 2009 | no | MORRISTOWN, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 6, 2003 | Feb 12, 2009 | no | SHORT HILLS, NJ|SHORT HILLS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY & CO. LLC | Feb 12, 2009 | Feb 6, 2009 | -6 | Firm change | Other |