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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

William Lawrence Richmond

Advisor at CARY STREET PARTNERS

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:7dd7c59c-395c-1cfc-8309-d8eec2f1f8cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CARY STREET PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 5, 1986
First registration: Jan 12, 2009
Dual registered: yes, broker-dealer
Other names: LARRY RICHMOND|LARRY RICHMOND|WILLIAM LAWRENCE JR RICHMOND|WILLIAM LAWRENCE RICHMOND|WILLIAM LAWRENCE RICHMOND|WILLIAM LAWERENCE RICHMOND|WILLIAM LAWRENCE RICHMOND
IAPD individual key: 1484057

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CARY STREET PARTNERS	Bd affiliated wealth	Mar 11, 2020	n/a	yes	CHARLOTTE, NC	Current employment
MORGAN STANLEY	Wirehouse	Jan 19, 2017	Sep 27, 2018	no	CHARLOTTE, NC	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 21, 2015	Sep 20, 2016	no	CHARLOTTE, NC	Previous registration
CONSOLIDATED PORTFOLIO REVIEW CORP	Independent wealth	Mar 5, 2014	Dec 31, 2016	no	CHARLOTTE, NC\|WOODBURY, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 25, 2012	Oct 15, 2013	no	STAMFORD, CT\|MELVILLE, NY\|WESTPORT, CT	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Apr 17, 2009	Oct 7, 2011	no	GREENWICH, CT	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jan 12, 2009	May 11, 2009	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	CARY STREET PARTNERS	Sep 27, 2018	Mar 11, 2020	531	Firm change after gap	Wirehouse to ibd
CONSOLIDATED PORTFOLIO REVIEW CORP	RAYMOND JAMES & ASSOCIATES, INC.	Dec 31, 2016	May 21, 2015	-590	Firm change after gap	Other
RAYMOND JAMES & ASSOCIATES, INC.	MORGAN STANLEY	Sep 20, 2016	Jan 19, 2017	121	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	CONSOLIDATED PORTFOLIO REVIEW CORP	Oct 15, 2013	Mar 5, 2014	141	Firm change	Other
CREDIT SUISSE SECURITIES (USA) LLC	WELLS FARGO ADVISORS	Oct 7, 2011	Jul 25, 2012	292	Firm change	Other
MORGAN STANLEY & CO. LLC	CREDIT SUISSE SECURITIES (USA) LLC	May 11, 2009	Apr 17, 2009	-24	Firm change	Other

Relationships

Registered with (7)

→ CARY STREET PARTNERSRegistered adviserregistration: current employment
Mar 11, 2020 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 19, 2017 to Sep 27, 2018factForm ADV
→ CONSOLIDATED PORTFOLIO REVIEW CORPRegistered adviserregistration: previous registration
Mar 5, 2014 to Dec 31, 2016factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 21, 2015 to Sep 20, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 25, 2012 to Oct 15, 2013factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Apr 17, 2009 to Oct 7, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jan 12, 2009 to May 11, 2009factForm ADV

Dated events

No dated event names this entity yet.