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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

KEVIN MICHAEL LOCKABY

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Fort Worth, TX

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Search this name across graphsid dfx:ria:7de21744-2e34-38da-3070-da1caa12a5e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 22, 2007
First registration: Apr 28, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 2877608

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 16, 2012	n/a	yes	Fort Worth, TX	Current employment
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Oct 15, 2010	Jun 4, 2012	no	HOUSTON, TX	Previous registration
ST JOHNS WEALTH MANAGEMENT	n/a	Jul 26, 2010	Oct 15, 2010	no	WEATHERFORD, TX	Previous registration
BBVA COMPASS INVESTMENT SOLUTIONS, INC	n/a	Dec 22, 2008	Jul 26, 2010	no	WEATHERFORD, TX\|WEATHERFORD, TX\|WEATHERFORD, TX\|HUDSON OAKS, TX\|FORT WORTH, TX\|FORT WORTH, TX\|FORT WORTH, TX\|FORT WORTH, TX\|FORT WORTH, TX\|FORT WORTH, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 28, 2008	Dec 17, 2008	no	FORT WORTH, TX\|FORT WORTH, TX\|ADDISON, TX\|FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC MANAGED ACCOUNT SOLUTIONS, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 4, 2012	Aug 16, 2012	73	Firm change	Other
ST JOHNS WEALTH MANAGEMENT	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Oct 15, 2010	Oct 15, 2010	0	Bulk transfer	Other
BBVA COMPASS INVESTMENT SOLUTIONS, INC	ST JOHNS WEALTH MANAGEMENT	Jul 26, 2010	Jul 26, 2010	0	Firm change	Other
WELLS FARGO ADVISORS	BBVA COMPASS INVESTMENT SOLUTIONS, INC	Dec 17, 2008	Dec 22, 2008	5	Firm change	Other

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Aug 16, 2012 to presentfactForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Oct 15, 2010 to Jun 4, 2012factForm ADV
→ ST JOHNS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 26, 2010 to Oct 15, 2010factForm ADV
→ BBVA COMPASS INVESTMENT SOLUTIONS, INCRegistered adviserregistration: previous registration
Dec 22, 2008 to Jul 26, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 28, 2008 to Dec 17, 2008factForm ADV

Dated events

No dated event names this entity yet.