DFX Intelligence

J••••• R•••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)45 years in industry

J••••• R•••••• J••••••

Advisor at O•••• W•••••• I•••

NASHVILLE, TN

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Search this name across graphsid dfx:ria:7de5450b-28f0-06bd-499a-8e907064d041

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 18, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Oct 31, 2023	n/a	yes	NASHVILLE, TN\|NASHVILLE, TN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 26, 2013	Nov 8, 2023	no	NASHVILLE, TN\|TAMPA, FL\|NASHVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	O•••• W•••••• I•••	Nov 8, 2023	Oct 31, 2023	-8	Firm change	Ibd to ibd
I••••••••• F•••••••• P•••••••	L•• F•••••••• L••	Nov 23, 2018	Jun 26, 2013

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Oct 31, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 26, 2013 to Nov 8, 2023factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Jun 1, 2012 to Nov 23, 2018factForm ADV
→ V•• A••••••• S•••••••

Dated events

Occurred
Nov 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7de5450b-28f0-06bd-499a-8e907064d041
First observed: Mar 1, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.