DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• R•••••• J••••••

O•••• W•••••• I•••BD affiliatedNashville, Tndual registrantIAPD 862537

Certified Financial Planner

Feed of 09/14/2026

Also filed as Joe J••••••

At current firm

2 y

since Oct 31, 2023

In the industry

45 y

since Nov 18, 1980 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Oct 31, 2023 · Nashville, Tn
L•• F•••••••• L•• BD affiliated
Jun 26, 2013 to Nov 8, 2023 · Nashville, Tn
I••••••••• F•••••••• P••••••• BD affiliated
Jun 1, 2012 to Nov 23, 2018 · Nashville, Tn
V•• A••••••• S••••••• former
Nov 16, 2010 to May 31, 2012 · Overland Park, Ks
H• B•••• I••• former
Mar 1, 2004 to Dec 3, 2010 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to O•••• W•••••• I•••
left Nov 8, 2023, registered Oct 31, 2023 (-8 days) · Affiliated broker-dealer or bank to another
I••••••••• F•••••••• P••••••• to L•• F•••••••• L••
left Nov 23, 2018, registered Jun 26, 2013 (-1976 days) · Other
V•• A••••••• S••••••• to I••••••••• F•••••••• P•••••••
left May 31, 2012, registered Jun 1, 2012 (1 days) · Other
H• B•••• I••• to V•• A••••••• S•••••••
left Dec 3, 2010, registered Nov 16, 2010 (-17 days) · Other

Signals

J••••• R•••••• J•••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2023-10-31)
Nov 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 45derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address