DFX Intelligence
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Reading the graph
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Advisor at K••• P••••• L••
McLean, Virginia, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••• P••••• L•• | Independent wealth | Nov 17, 2022 | n/a | yes | McLean, Virginia, VA | Current employment |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Dec 16, 2010 | Nov 22, 2022 | no | LINTHICUM HEIGHTS, MD|ANNAPOLIS, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••• F•••••••• A•••••••• I••• | K••• P••••• L•• | Nov 22, 2022 | Nov 17, 2022 | -5 | Firm change | Ibd to RIA |
| C•••••••• G••••• M•••••• I••• | V•••• F•••••••• A•••••••• I••• | Jan 7, 2009 | Dec 16, 2010 |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 21, 2006 | Jan 7, 2009 | no | RICHMOND, VA|NEW YORK, NY|RICHMOND, VA | Previous registration |
| L••• M•••• W••• W•••••• I••••••••• | n/a | Jul 12, 2002 | Feb 21, 2006 | no | RICHMOND, VA | Previous registration |
| S•••• • S••••••••• L•• | Former SEC adviser | Aug 31, 1998 | Jul 22, 2002 | no | RICHMOND, VA | Previous registration |
| 708 |
| Firm change after gap |
| Other |
| L••• M•••• W••• W•••••• I••••••••• | C•••••••• G••••• M•••••• I••• | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |
| S•••• • S••••••••• L•• | L••• M•••• W••• W•••••• I••••••••• | Jul 22, 2002 | Jul 12, 2002 | -10 | Firm change | Other |