DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 127902
HUNTSVILLE, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROBERT CARL MAYES | n/a | HUNTSVILLE, AL | 23 | 45 | 1 | yes |
| KYLE D FINDLAY | Certified Financial Planner | Huntsville, AL | HUNTSVILLE, AL | 18 | 19 | 1 | yes |
| JASON D LANDERS | Certified Financial Planner | HUNTSVILLE, AL | Huntsville, AL | 17 | 23 | 1 | yes |
| DAVID L LITTLE | n/a | HUNTSVILLE, AL | Huntsville, AL | 15 | 20 | 2 | yes |
| THOMAS PATRICK O CONNOR | n/a | Huntsville, AL | HUNTSVILLE, AL | 14 | 15 | n/a | yes |
| EDWARD LYLE MINTON | n/a | Huntsville, AL | HUNTSVILLE, AL | 12 | 13 | n/a | yes |
| JAMES MICHAEL PERRY | n/a | HUNTSVILLE, AL | RICHMOND, VA | 11 | 29 | 2 | yes |
| GEOFFREY MATTHEW THORNETT | n/a | VIENNA, VA | 11 | 22 | 2 | yes |
| STEVEN LYNN SKANCKE | n/a | HUNTSVILLE, AL | Vienna, VA | 11 | 42 | 1 | no |
| ANTHONY GERARD BENSON | Chartered Financial Analyst | VIENNA, VA | 11 | 15 | 1 | yes |
| DAVID MELVILLE PARKS | n/a | VIENNA, VA | 11 | 37 | 2 | yes |
| LISA MARIE WISEMAN | n/a | HUNTSVILLE, AL | 11 | 27 | 5 | yes |
| BRIAN SCOTT COPELAND | n/a | HUNTSVILLE, AL | 11 | 22 | 2 | yes |
| JOSEPH ANTHONY MOORE | Certified Financial Planner | VIENNA, VA | 11 | 15 | n/a | no |
| ANDREW MICHAEL CHAPMAN | n/a | HUNTSVILLE, AL | 10 | 14 | 2 | yes |
| TIMOTHY WILLIAM DOOZAN | Certified Financial Planner | Lyman, SC | 10 | 17 | 1 | yes |
| LEROY ANDERSON BIZZELL | n/a | Brentwood, TN | HUNTSVILLE, AL | 9 | 26 | 2 | yes |
| BEVERLY GWEN BRACKINS | n/a | Brentwood, TN | HUNTSVILLE, AL | 9 | 11 | 1 | yes |
| TUCKER VINCENT BRADDOCK | n/a | Vienna, VA | 9 | 28 | 1 | yes |
| GISLE GARMANN SORLI | Certified Financial Planner | HUNTSVILLE, AL | Tysons Corner, VA | 8 | 21 | 2 | no |
| KEITH MCCAULEY PENDERGRAST | n/a | HUNTSVILLE, AL | 8 | 12 | n/a | yes |
| Kyle Joseph Wegrzyn | n/a | HUNTSVILLE, AL | 8 | 10 | 1 | yes |
| Robert George Burleson | n/a | Greenville, NC | 7 | 31 | 3 | yes |
| MATTHEW EDWARD KERR | n/a | HUNTSVILLE, AL | Chattanooga, TN | 6 | 10 | n/a | yes |
| JONATHAN JARRETT CRAWFORD | n/a | Birmingham, AL | HUNTSVILLE, AL | 6 | 20 | 3 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| KEEL POINT - EJF DISTRESSED FUND II, LLC | Hedge Fund | $46.9M | Sep 6, 2017 | 86 | Mar 30, 2012 | dropped | n/a |
| KPAM TACTICAL ALPHA FUND, LP | Hedge Fund | $32.1M | Jun 8, 2026 | 22 | Mar 31, 2021 | reported | 021-239053 |
| ENDEAVOR PRIVATE CREDIT FUND I, LP | n/a | $1.5M | Jun 8, 2026 | 5 | Jun 8, 2026 | reported | n/a |
| KEEL POINT DISTRESSED ACCESS FUND, LLC | Private Equity Fund | $641,272 | Jun 8, 2026 | 12 | Mar 30, 2012 | reported | 021-125405 |
| PRIVATE CAPITAL FUNDING | Private Equity Fund | $5,821 | Sep 6, 2017 | 4 | Mar 30, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BATES, MICHAEL, LINDSAY | CCO / GENERAL COUNSEL | Na | yes | 02/2023 | Jun 8, 2026 | Jun 8, 2026 |
| Blount, Jason, Robert | Cfo | Na | yes | 03/2023 | Jun 8, 2026 | Jun 8, 2026 |
| KEEL POINT PARTNERS, LLC | SOLE MEMBER | E | yes | 12/2014 | Jun 8, 2026 | Jun 8, 2026 |
| MAYES, ROBERT, CARL | CHIEF EXECUTIVE OFFICER | Na | yes | 07/2003 | Jun 8, 2026 | Jun 8, 2026 |
| MINTON, EDWARD, LYLE | CHIEF INVESTMENT OFFICER | Na | yes | 01/2015 | Jun 8, 2026 | Jun 8, 2026 |
| PARKS, DAVID, MELVILLE | EXECUTIVE CHAIRMAN | Na | yes | 01/2015 | Jun 8, 2026 | Jun 8, 2026 |
| PERRY, JAMES, MICHAEL | President | Na | yes | 12/2014 | Jun 8, 2026 | Jun 8, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| KEEL POINT CAPITAL, LLC | n/a | n/a | n/a | Y | yes | n/a |
| KEEL POINT INSURANCE ADVISORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| KEEL POINT TRADING, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Mclean | Va | United States | 12 | no |
| Milford | Nh | United States | 6 | no |
| Brentwood | Tn | United States | 3 | yes |
| Chattanooga | Tn | United States | 3 | no |
| Leawood | Ks | United States | 2 | no |
| Birmingham | Al | United States | 1 | no |
| Greenville | Nc | United States | 1 | yes |
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 29, 2024 | $2.9B | $2.8B | 83 | 45 | 8 | 2 | $33.8M |
| 2022 | Mar 30, 2023 | $2.5B | $2.5B | 83 | 47 | 9 | 2 | $9.7M |
| 2021 | Mar 29, 2022 | $2.9B | $2.8B | 66 | 34 | 6 | 2 | $9.7M |
| 2020 | Mar 31, 2021 | $2.6B | $2.0B | 66 | 34 | 6 | 2 | $28.4M |
| 2019 | Mar 30, 2020 | $2.4B | $1.7B | 66 | 34 | 6 | 1 | $2.1M |
| 2018 | Mar 29, 2019 | $2.1B | $1.3B | 66 | 30 | 7 | 1 | $3.7M |
| 2017 | Mar 30, 2018 | $2.2B | $1.4B | 62 | 32 | 6 | 1 | $6.8M |
| 2016 | Mar 30, 2017 | $1.7B | $1.2B | 57 | 30 | n/a | 3 | $53.7M |
| 2015 | Mar 30, 2016 | $1.4B | $919M | 57 | 30 | n/a | 3 | $53.7M |
| 2014 | Mar 30, 2015 | $1.4B | $862M | 51 | 29 | n/a | 3 | $53.7M |
| 2013 | Mar 31, 2014 | $312M | $293M | 19 | 10 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $230M | $219M | 16 | 10 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $188M | $180M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 3 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $4.1B | $2.5B | 59.8% | $2.6B | 15.9% | 92 | 83 | 9 | 9 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| STORYONE FAMILY OFFICE | 2 | Jul 15, 2024 | Feb 27, 2026 | LEAWOOD, KS | Team lift out | RIA to new firm | 4.5% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| GRANITE FINANCIAL PARTNERS | 2 | May 11, 2023 | Jan 30, 2023 | MILFORD, NH | Team lift out | RIA to RIA | 100.0% |
| WFG ADVISORS, LP | 2 | Dec 27, 2016 | Jan 10, 2017 | BRENTWOOD, TN | Team lift out | Other | 2.1% |
| MORGAN STANLEY | 2 | May 13, 2015 | Feb 16, 2016 | HUNTSVILLE, AL | Team lift out | Other | 0.0% |