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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

Mark David Silverstein

Advisor at SCHWAB WEALTH ADVISORY, INC.

Bellevue, WA

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Search this name across graphsid dfx:ria:7df73ef5-0840-39d6-2abc-be675aa36908

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 2, 2026
First registration: Aug 28, 2002
Dual registered: yes, broker-dealer
Other names: Mark Silverstein
IAPD individual key: 4545405

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Aug 11, 2026	n/a	yes	Bellevue, WA	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 22, 2016	Sep 22, 2021	no	Seattle, WA	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Apr 4, 2011	Jul 28, 2016	no	SEATTLE, WA\|SEATTLE, WA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 28, 2002	Feb 4, 2011	no	SEATTLE, WA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Sep 22, 2021	Aug 11, 2026	1,784	Channel change	Other
USAA FINANCIAL PLANNING SERVICES	CHARLES SCHWAB & CO., INC.	Jul 28, 2016	Sep 22, 2016	56	Firm change	Other
UBS FINANCIAL SERVICES INC.	USAA FINANCIAL PLANNING SERVICES	Feb 4, 2011	Apr 4, 2011	59	Firm change	Wirehouse to new firm

Relationships

Registered with (4)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 22, 2016 to Sep 22, 2021factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 4, 2011 to Jul 28, 2016factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 28, 2002 to Feb 4, 2011factForm ADV

Dated events

No dated event names this entity yet.