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Advisor at LPL FINANCIAL LLC
FRESNO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 2, 2024 | n/a | yes | FRESNO, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 12, 2020 | Apr 3, 2024 | no | COSTA MESA, CA|HUNTINGTON BEACH, CA|FRESNO, CA | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Oct 28, 2011 | Nov 12, 2020 | no | FRESNO, CA|Huntington Beach, CA | Previous registration |
| LINKER FINANCIAL GROUP, INC. | n/a | Jan 7, 2011 | Feb 1, 2021 | no | FRESNO, CA|FRESNO, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 8, 2008 | Nov 4, 2011 | no | FRESNO, CA|FORT MILL, SC|FRESNO, CA|FRESNO, CA | Previous registration |
| LINKER FINANCIAL GROUP, INC. | n/a | Aug 21, 2003 | Dec 31, 2010 | no | FRESNO, CA | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Mar 14, 2002 | Nov 10, 2003 | no | FRESNO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Apr 3, 2024 | Apr 2, 2024 | -1 | Firm change | Ibd to ibd |
| LINKER FINANCIAL GROUP, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Feb 1, 2021 | Oct 28, 2011 | -3,384 | Firm change after gap | Other |
| FIRST ALLIED ADVISORY SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Nov 12, 2020 | Nov 12, 2020 | 0 | Bulk transfer | Ibd to ibd |
| LPL FINANCIAL LLC | LINKER FINANCIAL GROUP, INC. | Nov 4, 2011 | Jan 7, 2011 | -301 | Firm change after gap | Other |
| LINKER FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Dec 31, 2010 | Feb 8, 2008 | -1,057 | Firm change after gap | Other |
| OSAIC FS, INC. | LINKER FINANCIAL GROUP, INC. | Nov 10, 2003 | Aug 21, 2003 | -81 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:CA:2024-04-03 | Apr 3, 2024 | Apr 2, 2024 | FRESNO, CA | Firm change |