DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Ray Linker
At current firm
2 y
since Apr 2, 2024
In the industry
34 y
since Dec 7, 1991 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Apr 2, 2024 · Fresno, Ca
- Cetera Investment Advisers LLC BD affiliatedNov 12, 2020 to Apr 3, 2024 · Costa Mesa, Ca
- First Allied Advisory Services, Inc. formerOct 28, 2011 to Nov 12, 2020 · Fresno, Ca
- Linker Financial Group, Inc. unclassifiedJan 7, 2011 to Feb 1, 2021 · Fresno, Ca
- LPL Financial LLC BD affiliatedFeb 8, 2008 to Nov 4, 2011 · Fresno, Ca
- Linker Financial Group, Inc. unclassifiedAug 21, 2003 to Dec 31, 2010 · Fresno, Ca
- Osaic Fs, Inc. formerMar 14, 2002 to Nov 10, 2003 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to LPL Financial LLCleft Apr 3, 2024, registered Apr 2, 2024 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Linker Financial Group, Inc. to First Allied Advisory Services, Inc.left Feb 1, 2021, registered Oct 28, 2011 (-3384 days) · Other
- First Allied Advisory Services, Inc. to Cetera Investment Advisers LLCleft Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Linker Financial Group, Inc.left Nov 4, 2011, registered Jan 7, 2011 (-301 days) · Other
- Linker Financial Group, Inc. to LPL Financial LLCleft Dec 31, 2010, registered Feb 8, 2008 (-1057 days) · Other
- Osaic Fs, Inc. to Linker Financial Group, Inc.left Nov 10, 2003, registered Aug 21, 2003 (-81 days) · Other
Signals
- Albert Linker left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2024-04-02)Apr 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address