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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

NICHOLAS INVESTMENT PARTNERS, L.P.

CRD 140159

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:7e189bf1-2ba8-dca7-521a-d925bd417eeb

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 5
On other graphs: 0
Observed: Apr 2, 2012 to Jul 10, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.37 fund_share=0.34 institutional_share=0.29 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-07-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $536MderivedItem 5.D individuals plus high net worth individuals
Private client share: 37%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $725Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 32
High net worth clients: 8
Private funds: 3Schedule D 7.B(1)
Custody, client assets: $348M
SEC number: 801-66532
CIK: 1389574
CRD: 140159
Filings on the tape: 30
First filed: Apr 2, 2012
Latest filed: Jul 10, 2026
Organised: Limited Partnership, DE
Website: nicpartners.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN DAVID WYLIE	n/a	SAN DIEGO, CA	0	35	1	no
CHRISTOPHER PAUL SIRIANI	n/a	SAN DIEGO, CA	0	19	2	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PRONGHORN FF&E L.P.	Hedge Fund	$243M	Jul 10, 2026	15	Apr 2, 2012	reported	021-89916
NICHEALTH, L.P.	Hedge Fund	$97.7M	Mar 30, 2023	53	May 24, 2018	dropped	021-311597
NICTECH LP	Hedge Fund	$75.7M	Jul 10, 2026	7	Mar 30, 2022	reported	021-390229
NICHOLAS INVESTMENT PARTNERS CONVERTIBLES FUND L.P.	Other Private Fund	$29.8M	Jul 10, 2026	6	Apr 2, 2012	reported	021-125751

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NICHOLAS INVESTMENT PARTNERS, LLC	GENERAL PARTNER	Na	yes	03/2006	Jul 10, 2026	Jul 10, 2026
NICHOLAS, ARTHUR, EDWARD	SENIOR ADVISOR	Na	yes	03/2006	Jul 10, 2026	Jul 10, 2026
NIP 3 LP	LIMITED PARTNER	E	yes	02/2017	Jul 10, 2026	Jul 10, 2026
SOMHEGYI NICHOLAS, CATHERINE,	CHIEF OFFICER	Na	yes	03/2006	Jul 10, 2026	Jul 10, 2026
NICHOLAS, ARTHUR, EDWARD	LIMITED PARTNER, AS SINGLE MEMBER OF AEN WY LLC	C	yes	02/2017	Apr 2, 2012	Mar 28, 2024
SOMHEGYI NICHOLAS, CATHERINE, CHARLOTTE	MANAGING PARTNER, AS SINGLE MEMBER OF CCN WY LLC	C	yes	02/2017	Apr 2, 2012	Mar 28, 2024
GARG, MONIKA	PORTFOLIO MANAGER	Na	no	01/2025	Jul 10, 2026	Jul 10, 2026
NEWCOMB, CATHERINE	Cco	Na	no	08/2019	Jul 10, 2026	Jul 10, 2026
REISON, ALEXANDER, STEPHEN	HEAD TRADER	Na	no	01/2017	Jul 10, 2026	Jul 10, 2026
SIRIANI, CHRISTOPHER, PAUL	PRESIDENT, COO	Na	no	04/2011	Jul 10, 2026	Jul 10, 2026
WISEMAN, TAMMY, LYNN	MARKETING MANAGER	Na	no	03/2009	Jul 10, 2026	Jul 10, 2026
WYLIE, JOHN, DAVID	PORTFOLIO MANAGER	Na	no	01/2008	Jul 10, 2026	Jul 10, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
RANCHO SANTA FE	CA	United States	12	no
Douglas	Wy	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$1.5B	$1.5B	12	5	1	3	n/a
2024	Mar 28, 2025	$1.2B	$1.2B	12	5	2	3	n/a
2023	Mar 28, 2024	$924M	$921M	12	4	2	3	$236M
2022	Mar 30, 2023	$1.2B	$1.2B	13	7	2	4	$260M
2021	Mar 30, 2022	$1.8B	$1.8B	12	7	2	4	$373M
2020	Mar 30, 2021	$1.6B	$1.6B	12	8	2	3	$351M
2019	Mar 30, 2020	$1.2B	$1.2B	14	7	2	3	$167M
2018	Mar 29, 2019	$1.3B	$1.3B	14	7	2	3	$119M
2017	Mar 31, 2018	$1.9B	$1.9B	14	7	2	2	$133M
2016	Mar 30, 2017	$1.8B	$1.8B	16	8	n/a	2	$102M
2015	Mar 30, 2016	$2.0B	$1.9B	16	8	n/a	2	$104M
2014	Mar 30, 2015	$1.9B	$1.8B	17	8	n/a	2	$94.3M
2013	Mar 29, 2014	$1.4B	$1.3B	15	7	n/a	2	$91.3M
2012	Apr 1, 2013	$895M	$880M	12	5	n/a	2	$75.9M
2011	Apr 2, 2012	$604M	$590M	n/a	n/a	n/a	2	$68.6M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.2B	22.5%	$1.2B	5.2%	12	12	1	2

Relationships

Registered with (3)

← CHRISTOPHER PAUL SIRIANIAdvisorregistration: current employment
Dec 8, 2025 to presentfactForm ADV
← JOHN DAVID WYLIEAdvisorregistration: current employment
Nov 24, 2025 to presentfactForm ADV
← LAURA STANLEY DEMARCOAdvisorregistration: previous registration
Dec 14, 2007 to Nov 10, 2021factForm ADV

Advises (4)

→ NICHOLAS INVESTMENT PARTNERS CONVERTIBLES FUND L.P.Private fundOther Private Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ PRONGHORN FF&E L.P.Private fundHedge Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ NICTECH LPPrivate fundHedge Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ NICHEALTH, L.P.Private fundHedge Fund, IA
May 24, 2018 to presentfactForm ADV

Owns (5)

← WYLIE, JOHN, DAVIDOwnerPORTFOLIO MANAGER, ownership code NA, individual
Apr 2, 2012 to Mar 28, 2024factForm ADV
← SIRIANI, CHRISTOPHER, PAULOwnerPRESIDENT, COO, ownership code NA, individual
Apr 2, 2012 to Mar 28, 2024factForm ADV
← NEWCOMB, CATHERINEOwnerCCO, ownership code NA, individual
Sep 27, 2019 to Mar 28, 2024factForm ADV
← WISEMAN, TAMMY, LYNNOwnerMARKETING MANAGER, ownership code NA, individual
Apr 2, 2012 to Mar 28, 2024factForm ADV
← REISON, ALEXANDER, STEPHENOwnerHEAD TRADER, ownership code NA, individual
Sep 7, 2017 to Mar 28, 2024factForm ADV

Controls (4)

← SOMHEGYI NICHOLAS, CATHERINE, CHARLOTTEOwnerMANAGING PARTNER, AS SINGLE MEMBER OF CCN WY LLC, ownership code C, individual
Apr 2, 2012 to Mar 28, 2024factForm ADV
← NICHOLAS, ARTHUR, EDWARDOwnerLIMITED PARTNER, AS SINGLE MEMBER OF AEN WY LLC, ownership code C, individual
Apr 2, 2012 to Mar 28, 2024factForm ADV
← NICHOLAS INVESTMENT PARTNERS, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Apr 2, 2012 to Mar 28, 2024factForm ADV
← NIP 3 LPOwnerLIMITED PARTNER, ownership code E, domestic entity
Sep 7, 2017 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 28, 2025
Regulatory AUM changed
Nicholas Investment Partners, L.P. reported RAUM $1.2B, up 28% from $923.9M (2024-03-28 to 2025-03-28)
Form ADVobserved 4 days ago
$261M
Occurred
Nov 22, 2023
Regulatory AUM changed
Nicholas Investment Partners, L.P. reported RAUM $780.9M, down 37% from $1.2B (2023-03-30 to 2023-11-22)
Form ADVobserved 4 days ago
$-466M
Occurred
Mar 30, 2023
Regulatory AUM changed
Nicholas Investment Partners, L.P. reported RAUM $1.2B, down 31% from $1.8B (2022-11-04 to 2023-03-30)
Form ADVobserved 4 days ago
$-551M
Occurred
Mar 30, 2021
Regulatory AUM changed
Nicholas Investment Partners, L.P. reported RAUM $1.6B, up 34% from $1.2B (2020-06-30 to 2021-03-30)
Form ADVobserved 4 days ago
$401M
Occurred
Mar 29, 2019
Regulatory AUM changed
Nicholas Investment Partners, L.P. reported RAUM $1.3B, down 32% from $1.9B (2018-05-24 to 2019-03-29)
Form ADVobserved 4 days ago
$-624M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e189bf1-2ba8-dca7-521a-d925bd417eeb
First observed: Apr 2, 2012
Last observed: Jul 10, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NICHOLAS INVESTMENT PARTNERS, L.P.

CRD 140159

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e189bf1-2ba8-dca7-521a-d925bd417eeb

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN DAVID WYLIE

n/a

SAN DIEGO, CA

CHRISTOPHER PAUL SIRIANI

n/a

SAN DIEGO, CA

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PRONGHORN FF&E L.P.

Hedge Fund

$243M

Jul 10, 2026

Apr 2, 2012

reported

021-89916

NICHEALTH, L.P.

Hedge Fund

$97.7M

Mar 30, 2023

May 24, 2018

dropped

021-311597

NICTECH LP

Hedge Fund

$75.7M

Jul 10, 2026

Mar 30, 2022

reported

021-390229

NICHOLAS INVESTMENT PARTNERS CONVERTIBLES FUND L.P.

Other Private Fund

$29.8M

Jul 10, 2026

Apr 2, 2012

reported

021-125751

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NICHOLAS INVESTMENT PARTNERS, LLC

GENERAL PARTNER

yes

03/2006

Jul 10, 2026

NICHOLAS, ARTHUR, EDWARD

SENIOR ADVISOR

yes

03/2006

Jul 10, 2026

NIP 3 LP

LIMITED PARTNER

yes

02/2017

Jul 10, 2026

SOMHEGYI NICHOLAS, CATHERINE,

CHIEF OFFICER

yes

03/2006

Jul 10, 2026

NICHOLAS, ARTHUR, EDWARD

LIMITED PARTNER, AS SINGLE MEMBER OF AEN WY LLC

yes

02/2017

Apr 2, 2012

Mar 28, 2024

SOMHEGYI NICHOLAS, CATHERINE, CHARLOTTE

MANAGING PARTNER, AS SINGLE MEMBER OF CCN WY LLC

yes

02/2017

Apr 2, 2012

Mar 28, 2024

GARG, MONIKA

PORTFOLIO MANAGER

01/2025

Jul 10, 2026

NEWCOMB, CATHERINE

Cco

08/2019

Jul 10, 2026

REISON, ALEXANDER, STEPHEN

HEAD TRADER

01/2017

Jul 10, 2026

SIRIANI, CHRISTOPHER, PAUL

PRESIDENT, COO

04/2011

Jul 10, 2026

WISEMAN, TAMMY, LYNN

MARKETING MANAGER

03/2009

Jul 10, 2026

WYLIE, JOHN, DAVID

PORTFOLIO MANAGER

01/2008

Jul 10, 2026

City

State

Country

Employees

Also broker-dealer

RANCHO SANTA FE

United States

Douglas

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$1.5B

n/a

2024

Mar 28, 2025

$1.2B

n/a

2023

Mar 28, 2024

$924M

$921M

$236M

2022

Mar 30, 2023

$1.2B

$260M

2021

Mar 30, 2022

$1.8B

$373M

2020

Mar 30, 2021

$1.6B

$351M

2019

Mar 30, 2020

$1.2B

$167M

2018

Mar 29, 2019

$1.3B

$119M

2017

Mar 31, 2018

$1.9B

$133M

2016

Mar 30, 2017

$1.8B

n/a

$102M

2015

Mar 30, 2016

$2.0B

$1.9B

n/a

$104M

2014

Mar 30, 2015

$1.9B

$1.8B

n/a

$94.3M

2013

Mar 29, 2014

$1.4B

$1.3B

n/a

$91.3M

2012

Apr 1, 2013

$895M

$880M

n/a

$75.9M

2011

Apr 2, 2012

$604M

$590M

n/a

$68.6M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.2B

22.5%

$1.2B

5.2%