DFX Intelligence

L•••• S•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

L•••• S•••••• D••••••

Advisor at N•• C•••••• A•••••••• L••

Del Mar, CA | CHEVY CHASE, MD

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Search this name across graphsid dfx:ria:9169d504-6115-0353-9a89-0f044dd52678

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• C•••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 26, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• C•••••• A•••••••• L••	Institutional manager	Dec 8, 2023	n/a	yes	CHEVY CHASE, MD\|Del Mar, CA	Current employment
N••••••• I••••••••• P•••••••• L•••	Mixed wealth	Dec 14, 2007	Nov 10, 2021	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• I••••••••• P•••••••• L•••	N•• C•••••• A•••••••• L••	Nov 10, 2021	Dec 8, 2023	758	Firm change after gap	Other
N••••••••• C•••••• M••••••••• L••	N••••••• I••••••••• P•••••••• L•••	Apr 21, 2003	Dec 14, 2007

Relationships

Registered with (3)

→ N•• C•••••• A•••••••• L••Registered adviserregistration: current employment
Dec 8, 2023 to presentfactForm ADV
→ N••••••• I••••••••• P•••••••• L•••Registered adviserregistration: previous registration
Dec 14, 2007 to Nov 10, 2021factForm ADV
→ N••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 8, 1997 to Apr 21, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9169d504-6115-0353-9a89-0f044dd52678
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.