This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Regulatory AUM

$7.1MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$7.1MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

59

Individual clients

34

High net worth clients

3

CRD

291482

Filings on the tape

1

First filed

Mar 26, 2026

Latest filed

Mar 26, 2026

Organised

Limited Liability Company, CA

• Occurred

  Jul 29, 2024
  Advisor changed firm

  Michael Barrows left M Stevens Wealth Advisors, Llc for Kingswood Wealth Advisors, Llc (registered 2018-07-12)

  Form ADVobserved 5 days ago
• Occurred

  Apr 30, 2023
  Advisor changed firm

  Douglas Duane Nelson left M Stevens Wealth Advisors, Llc for Lpl Financial Llc (registered 2023-05-08)

  Form ADVobserved 5 days ago
• Occurred

  Jul 7, 2022
  Advisor changed firm

  Carolyn Rebecca Wyatt left M Stevens Wealth Advisors, Llc for Western International Securities (registered 2022-06-21)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7e1f19e1-bc34-afc5-21ca-4e69b4704e31

First observed

Mar 26, 2026

Last observed

Mar 26, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.