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M•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

M•••••• B••••••

Advisor at I• F•••••••• A••••••• S••••••• L••

CHARLOTTE, NC | Irvine, CA

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Search this name across graphsid dfx:ria:eab98eed-701b-3d36-fcfb-93ccb9a57c4b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I• F•••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 15, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Oct 30, 2024	n/a	yes	Irvine, CA\|CHARLOTTE, NC	Current employment
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Jul 12, 2018	Sep 18, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M• S•••••• W••••• A•••••••• L••	K•••••••• W••••• A•••••••• L••	Jul 29, 2024	Jul 12, 2018	-2,209	Firm change after gap	Other
K•••••••• W••••• A•••••••• L••	I• F•••••••• A••••••• S••••••• L••	Sep 18, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
168444:291482:CA:2018-04-05	Apr 5, 2018	Apr 4, 2018	COSTA MESA, CA	Firm change
29604:281597:CA:2017-10-20	Oct 20, 2017	Jan 13, 2016	IRVINE, CA	Firm change after gap

Relationships

Registered with (6)

→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: current employment
Oct 30, 2024 to presentfactForm ADV
→ M• S•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 4, 2018 to Jul 29, 2024factForm ADV
→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 12, 2018 to Sep 18, 2018factForm ADV
→ A••••••• A•••• A•••••••• L••

Dated events

Occurred
Jul 29, 2024
Advisor changed firm
M•••••• B•••••• left M• S•••••• W••••• A•••••••• L•• for K•••••••• W••••• A•••••••• L•• (registered 2018-07-12)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eab98eed-701b-3d36-fcfb-93ccb9a57c4b
First observed: Mar 13, 2007
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.