Y••• F• L••

Advisor at C•••••••• G••••• M•••••• I•••

East Meadow, NY | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e202605-4233-165d-a392-3888a455287f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 1, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 11, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jul 20, 2021	n/a	yes	New York, NY\|New York, NY\|East Meadow, NY	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 2, 2020	Apr 28, 2021	no	FLUSHING, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	C•••••••• G••••• M•••••• I•••	Apr 28, 2021	Jul 20, 2021	83	Firm change	Ibd to ibd
U•••• A••••••• L••	C••••• I••••••••• A••••••• L••	Jan 31, 2020	Mar 2, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:136572:NY:2018-05-01	May 2, 2018	Aug 8, 2018	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Jul 20, 2021 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 2, 2020 to Apr 28, 2021factForm ADV
→ U•••• A••••••• L••Registered adviserregistration: previous registration
Aug 8, 2018 to Jan 31, 2020factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e202605-4233-165d-a392-3888a455287f
First observed: Nov 1, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.