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RIA / WealthRegistered adviserother adviserSEC registeredRAUM under $100M

UNFCU ADVISORS LLC

CRD 136572

LONG ISLAND CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:549331be-f4d5-526a-c1dd-c992f883f52e

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 15
On other graphs: 0
Observed: Mar 29, 2012 to Mar 20, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $30.4MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $30.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $30.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-67069
CRD: 136572
Filings on the tape: 34
First filed: Mar 29, 2012
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSEPH MARASCIULLO	Certified Financial Planner	NEW YORK, NY	5	39	5	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DiLorenzo, Anthony, Francesco	CHIEF COMPLIANCE OFFICER	Na	yes	01/2021	Mar 26, 2021	Feb 16, 2024
MARASCIULLO, JOSEPH	President	Na	yes	04/2019	Jun 21, 2019	Feb 16, 2024
UNFCU FEDERAL CREDIT UNION	Member	E	yes	08/2005	Mar 29, 2012	Feb 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UNFCU ADVISORS GMBH	n/a	n/a	n/a	N	yes	n/a
UNITED NATIONS FEDERAL CREDIT UNION	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$30.4M	$30.4M	4	4	0	n/a	n/a
2024	Mar 20, 2025	$31.8M	$31.8M	4	4	0	n/a	n/a
2023	Feb 16, 2024	$32.3M	$32.3M	5	2	0	n/a	n/a
2022	Feb 7, 2023	$30.9M	$30.9M	5	2	0	n/a	n/a
2021	Mar 30, 2022	$106M	$106M	14	9	2	n/a	n/a
2020	Mar 26, 2021	$90.0M	$90.0M	15	8	2	n/a	n/a
2019	Jan 29, 2020	$67.2M	$30.6M	17	10	2	n/a	n/a
2018	Mar 26, 2019	$47.0M	$13.6M	17	13	2	n/a	n/a
2017	Mar 27, 2018	$35.2M	$2.1M	2	2	0	n/a	n/a
2016	Mar 10, 2017	$36.1M	$2.2M	3	1	n/a	n/a	n/a
2015	Mar 23, 2016	$36.0M	$2.0M	4	1	n/a	n/a	n/a
2014	Feb 9, 2015	$35.8M	$2.2M	4	2	n/a	n/a	n/a
2013	Jan 29, 2014	$36.8M	$2.6M	4	2	n/a	n/a	n/a
2012	Mar 11, 2013	$36.8M	$2.2M	3	2	n/a	n/a	n/a
2011	Mar 29, 2012	$35.5M	$1.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$30.4M	$31.8M	-4.2%	$30.9M	-0.5%	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COPPER FINANCIAL	5	Oct 13, 2022	Mar 2, 2022	NEW YORK, NY	Firm absorbed	RIA to RIA	71.4%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	10	May 1, 2018	Sep 3, 2021	NEW YORK, NY	Team lift out	Other	0.3%

Relationships

Registered with (19)

← JOSEPH MARASCIULLOAdvisorregistration: current employment
Sep 3, 2021 to presentfactForm ADV
← RYAN BRENNANAdvisorregistration: previous registration
Apr 15, 2021 to Jan 13, 2023factForm ADV
← IAN STUART COLEAdvisorregistration: previous registration
Apr 16, 2019 to Oct 13, 2022factForm ADV
← Andre Maurice YoskowitzAdvisorregistration: previous registration
Jan 14, 2021 to Oct 13, 2022factForm ADV
← Jake Christopher WuAdvisorregistration: previous registration
Nov 12, 2020 to Oct 13, 2022factForm ADV
← SETH IZAK HOFSTETTERAdvisorregistration: previous registration
Nov 11, 2020 to Oct 13, 2022factForm ADV
← Machoura AkmalkhodjaevaAdvisorregistration: previous registration
Feb 27, 2020 to Oct 13, 2022factForm ADV
← LALITKUMAR K DHANDEAdvisorregistration: previous registration
Feb 19, 2020 to Apr 7, 2022factForm ADV
← SAMMY CARRASQUILLOAdvisorregistration: previous registration
Aug 9, 2018 to Mar 2, 2022factForm ADV
← Edward J ByrneAdvisorregistration: previous registration
Jan 29, 2021 to Jul 9, 2021factForm ADV
← Joanna KimAdvisorregistration: previous registration
Jan 26, 2019 to Aug 20, 2020factForm ADV
← SIMON K CHANAdvisorregistration: previous registration
Aug 2, 2018 to Jun 3, 2020factForm ADV
← NISHCHAY ARORAAdvisorregistration: previous registration
Aug 8, 2018 to Jun 3, 2020factForm ADV
← ANTHONY FORNATALEAdvisorregistration: previous registration
Aug 1, 2018 to May 4, 2020factForm ADV
← YUET FU LEEAdvisorregistration: previous registration
Aug 8, 2018 to Jan 31, 2020factForm ADV
← TUO SHENG MEIAdvisorregistration: previous registration
Aug 2, 2018 to Dec 10, 2019factForm ADV
← Kamar PlunkettAdvisorregistration: previous registration
Aug 2, 2018 to Apr 30, 2019factForm ADV
← Kelvern ChenAdvisorregistration: previous registration
Aug 1, 2018 to Jan 22, 2019factForm ADV
← Rico OtwayAdvisorregistration: previous registration
Jul 31, 2018 to Jan 22, 2019factForm ADV

Controls (3)

← MARASCIULLO, JOSEPHOwnerPRESIDENT, ownership code NA, individual
Jun 21, 2019 to Feb 16, 2024factForm ADV
← DiLorenzo, Anthony, FrancescoOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2021 to Feb 16, 2024factForm ADV
← UNFCU FEDERAL CREDIT UNIONOwnerMEMBER, ownership code E, domestic entity
Mar 29, 2012 to Feb 16, 2024factForm ADV

Moved with (2)

→ COPPER FINANCIALRegistered adviser5 advisors, firm absorbed, same day
Oct 13, 2022 to Mar 2, 2022factForm ADV
← RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser10 advisors, team lift out
May 1, 2018 to Sep 3, 2021factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 13, 2023
Advisor changed firm
Ryan Brennan left Unfcu Advisors Llc for Fidelity Personal And Workplace Advisors (registered 2023-08-02)
Form ADVobserved 5 days ago
Occurred
Oct 13, 2022
Firm absorbed
Unfcu Advisors LLC's advisors moved to Copper Financial (New York, NY): 5 of 7 registered, on the same day
Form ADVobserved 5 days ago
5 advisors
Occurred
Oct 13, 2022
Advisor changed firm
Machoura Akmalkhodjaeva left Unfcu Advisors Llc for Copper Financial (registered 2022-03-01)
Form ADVobserved 5 days ago
Occurred
Oct 13, 2022
Advisor changed firm
Seth Izak Hofstetter left Unfcu Advisors Llc for Copper Financial (registered 2022-02-28)
Form ADVobserved 5 days ago
Occurred
Oct 13, 2022
Advisor changed firm
Ian Stuart Cole left Unfcu Advisors Llc for Copper Financial (registered 2022-03-02)
Form ADVobserved 5 days ago
Occurred
Oct 13, 2022
Advisor changed firm
Jake Christopher Wu left Unfcu Advisors Llc for Copper Financial (registered 2022-03-01)
Form ADVobserved 5 days ago
Occurred
Oct 13, 2022
Advisor changed firm
Andre Maurice Yoskowitz left Unfcu Advisors Llc for Copper Financial (registered 2022-02-28)
Form ADVobserved 5 days ago
Occurred
Apr 7, 2022
Advisor changed firm
Lalitkumar K Dhande left Unfcu Advisors Llc for Copper Financial (registered 2023-01-03)
Form ADVobserved 5 days ago
Occurred
Mar 2, 2022
Advisor changed firm
Sammy Carrasquillo left Unfcu Advisors Llc for Fidelity Personal And Workplace Advisors (registered 2022-05-20)
Form ADVobserved 5 days ago
Occurred
Mar 26, 2021
Control person left
Daniel Markus Bruderer (Vice President / Chief Compliance Officer / Chief Investment Officer) no longer on Schedule A of Unfcu Advisors Llc (listed 2020-08-25, absent 2021-03-26)
Form ADVobserved 5 days ago
Occurred
Mar 26, 2021
Control person joined
Francesco Anthony Dilorenzo (Chief Compliance Officer) appeared on Schedule A of Unfcu Advisors Llc
Form ADVobserved 5 days ago
Occurred
Jun 21, 2019
Control person joined
Joseph Marasciullo (President) appeared on Schedule A of Unfcu Advisors Llc
Form ADVobserved 5 days ago
Occurred
Mar 26, 2019
Control person left
James Stephen Ryerson (President) no longer on Schedule A of Unfcu Advisors Llc (listed 2019-01-17, absent 2019-03-26)
Form ADVobserved 5 days ago
Occurred
Jan 29, 2014
Succession filed (Item 4)
Unfcu Financial Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 26, 2019
Unfcu Advisors Llc reported 13 state-registered advisory representatives, up from 0 (2019-01-17 to 2019-03-26)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:549331be-f4d5-526a-c1dd-c992f883f52e
First observed: Mar 29, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UNFCU ADVISORS LLC

CRD 136572

LONG ISLAND CITY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:549331be-f4d5-526a-c1dd-c992f883f52e

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSEPH MARASCIULLO

Certified Financial Planner

NEW YORK, NY

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DiLorenzo, Anthony, Francesco

CHIEF COMPLIANCE OFFICER

yes

01/2021

Mar 26, 2021

Feb 16, 2024

MARASCIULLO, JOSEPH

President

yes

04/2019

Jun 21, 2019

Feb 16, 2024

UNFCU FEDERAL CREDIT UNION

Member

yes

08/2005

Mar 29, 2012

Feb 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UNFCU ADVISORS GMBH

n/a

yes

n/a

UNITED NATIONS FEDERAL CREDIT UNION

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$30.4M

n/a

2024

Mar 20, 2025

$31.8M

n/a

2023

Feb 16, 2024

$32.3M

n/a

2022

Feb 7, 2023

$30.9M

n/a

2021

Mar 30, 2022

$106M

n/a

2020

Mar 26, 2021

$90.0M

n/a

2019

Jan 29, 2020

$67.2M

$30.6M

n/a

2018

Mar 26, 2019

$47.0M

$13.6M

n/a

2017

Mar 27, 2018

$35.2M

$2.1M

n/a

2016

Mar 10, 2017

$36.1M

$2.2M

n/a

2015

Mar 23, 2016

$36.0M

$2.0M

n/a

2014

Feb 9, 2015

$35.8M

$2.2M

n/a

2013

Jan 29, 2014

$36.8M

$2.6M

n/a

2012

Mar 11, 2013

$36.8M

$2.2M

n/a

2011

Mar 29, 2012

$35.5M

$1.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$30.4M

$31.8M

-4.2%

$30.9M

-0.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COPPER FINANCIAL

Oct 13, 2022

Mar 2, 2022

NEW YORK, NY

Firm absorbed

RIA to RIA

71.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

May 1, 2018

Sep 3, 2021

NEW YORK, NY

Team lift out

Other

0.3%