DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
RED BANK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 20, 2024 | n/a | yes | RED BANK, NJ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 23, 2004 | Jun 20, 2024 | no | BEDMINSTER, NJ|BEDMINSTER, NJ|BEDMINSTER, NJ|EAST BRUNSWICK, NJ|RED BANK, NJ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 3, 2002 | Nov 26, 2003 | no | WESTFIELD, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jun 20, 2024 | Jun 20, 2024 | 0 | Channel change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Nov 26, 2003 | Jan 23, 2004 | 58 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:NJ:2024-06-20 | Jun 20, 2024 | Jun 20, 2024 | RED BANK, NJ | Firm change |