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Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | Destrehan, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Nov 18, 2015 | n/a | yes | Destrehan, LA|NEW ORLEANS, LA | Current employment |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Jan 28, 2015 | Nov 18, 2015 | no | SEATTLE, WA | Previous registration |
| CAPITAL ONE FINANCIAL ADVISORS LLC | n/a | Feb 7, 2012 | Jan 28, 2015 | no | MELVILLE, NY|LAPLACE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ONE ADVISORS, LLC | NEWEDGE ADVISORS | Nov 18, 2015 | Nov 18, 2015 | 0 | Firm change | Other |
| CAPITAL ONE FINANCIAL ADVISORS LLC | CAPITAL ONE ADVISORS, LLC | Jan 28, 2015 | Jan 28, 2015 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 136865:171351:WA:2015-11-18 | Nov 18, 2015 | Nov 18, 2015 | SEATTLE, WA | Firm change |