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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

John M. Zeumer

Advisor at J.P. MORGAN SECURITIES LLC

SETAUKET, NY

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Search this name across graphsid dfx:ria:7e3516f7-a895-73c7-2b57-30294b2c53b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 2, 1998
First registration: Jun 11, 2003
Dual registered: yes, broker-dealer
Other names: JOHN MICHAEL ZEUMER
IAPD individual key: 1009622

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	SETAUKET, NY	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 12, 2012	Oct 1, 2012	no	SETAUKET, NY	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Aug 6, 2008	Sep 7, 2012	no	GLEN OAKS, NY\|GREAT NECK, NY\|GARDEN CITY, NY	Previous registration
IFMG SECURITIES, INC.	n/a	Jun 11, 2003	Jul 12, 2008	no	PURCHASE, NY\|LAKE SUCCESS, NC\|LAKE SUCCESS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
HSBC SECURITIES (USA) INC.	CHASE INVESTMENT SERVICES CORP.	Sep 7, 2012	Sep 12, 2012	5	Firm change	Other
IFMG SECURITIES, INC.	HSBC SECURITIES (USA) INC.	Jul 12, 2008	Aug 6, 2008	25	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 12, 2012 to Oct 1, 2012factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Aug 6, 2008 to Sep 7, 2012factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Jun 11, 2003 to Jul 12, 2008factForm ADV

Dated events

No dated event names this entity yet.