DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John M. Zeumer
Feed of 09/14/2026
Also filed as John Michael Zeumer
At current firm
13 y
since Oct 1, 2012
In the industry
28 y
since Sep 2, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Oct 1, 2012 · Setauket, Ny
- Chase Investment Services Corp. formerSep 12, 2012 to Oct 1, 2012 · Setauket, Ny
- Hsbc Securities (USA) Inc. BD affiliatedAug 6, 2008 to Sep 7, 2012 · Glen Oaks, Ny
- Ifmg Securities, Inc. unclassifiedJun 11, 2003 to Jul 12, 2008 · Purchase, Ny
Moves
a registration end followed by a registration begin elsewhere
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Hsbc Securities (USA) Inc. to Chase Investment Services Corp.left Sep 7, 2012, registered Sep 12, 2012 (5 days) · Other
- Ifmg Securities, Inc. to Hsbc Securities (USA) Inc.left Jul 12, 2008, registered Aug 6, 2008 (25 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address