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Advisor at RBC CAPITAL MARKETS, LLC
Green Bay, WI | De Pere, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Feb 24, 2020 | n/a | yes | Green Bay, WI|De Pere, WI | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 15, 2016 | Feb 25, 2020 | no | GREEN BAY, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RBC CAPITAL MARKETS, LLC | Feb 25, 2020 | Feb 24, 2020 | -1 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:31194:WI:2020-02-25 | Feb 25, 2020 | Feb 24, 2020 | GREEN BAY, WI | Firm change |