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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

CHRISTINA TAKAKO BAUER-DOBIAS

Advisor at ADVICE AND PLANNING SERVICES

Kings Park, NY | MELVILLE, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 21, 2002
First registration: Aug 23, 2002
Dual registered: yes, broker-dealer
Other names: TINA TAKAKO DOBIAS|CHRISTINA TAKAKO DOBIAS|TINA TAKAKO BAUER-DOBIAS
IAPD individual key: 4547361

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Feb 27, 2024	n/a	yes	MELVILLE, NY\|Kings Park, NY	Current employment
TRUEPLAN BENEFIT AND RETIREMENT ADVISORS	Institutional manager	Oct 10, 2014	Feb 1, 2024	no	RENSSELAER, NY\|Melville, NY\|RENSSELAER, NY\|Kings Park, NY	Previous registration
CAMMACK RETIREMENT GROUP	Former SEC adviser	Jul 15, 2013	Oct 17, 2014	no	WELLESLEY, MA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Sep 28, 2004	Jun 6, 2013	no	FORT WAYNE, IN\|ALBUQUERQUE, NM\|EDGEWATER, NJ\|NEW YORK, NY	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 23, 2002	Sep 5, 2003	no	ALBUQUERQUE, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUEPLAN BENEFIT AND RETIREMENT ADVISORS	ADVICE AND PLANNING SERVICES	Feb 1, 2024	Feb 27, 2024	26	Firm change	Other
CAMMACK RETIREMENT GROUP	TRUEPLAN BENEFIT AND RETIREMENT ADVISORS	Oct 17, 2014	Oct 10, 2014	-7	Firm change	Other
OSAIC FA, INC.	CAMMACK RETIREMENT GROUP	Jun 6, 2013	Jul 15, 2013	39	Firm change	Other
MORGAN STANLEY DW INC.	OSAIC FA, INC.	Sep 5, 2003	Sep 28, 2004	389	Firm change	Other

Relationships

Registered with (5)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Feb 27, 2024 to presentfactForm ADV
→ TRUEPLAN BENEFIT AND RETIREMENT ADVISORSRegistered adviserregistration: previous registration
Oct 10, 2014 to Feb 1, 2024factForm ADV
→ CAMMACK RETIREMENT GROUPRegistered adviserregistration: previous registration
Jul 15, 2013 to Oct 17, 2014factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Sep 28, 2004 to Jun 6, 2013factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 23, 2002 to Sep 5, 2003factForm ADV

Dated events

Occurred
Feb 1, 2024
Advisor changed firm
Christina Takako Bauer-Dobias left Trueplan Benefit And Retirement Advisors for Advice And Planning Services (registered 2024-02-27)
Form ADVobserved 6 days ago