DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christina Takako Bauer-Dobias
Feed of 09/14/2026
Also filed as Tina Takako Dobias
At current firm
2 y
since Feb 27, 2024
In the industry
24 y
since Aug 21, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Advice And Planning Services BD affiliated currentsince Feb 27, 2024 · Melville, Ny
- Trueplan Benefit And Retirement Advisors institutionalOct 10, 2014 to Feb 1, 2024 · Rensselaer, Ny
- Cammack Retirement Group formerJul 15, 2013 to Oct 17, 2014 · Wellesley, Ma
- Osaic Fa, Inc. formerSep 28, 2004 to Jun 6, 2013 · Fort Wayne, In
- Morgan Stanley Dw Inc. unclassifiedAug 23, 2002 to Sep 5, 2003 · Albuquerque, Nm
Moves
a registration end followed by a registration begin elsewhere
- Trueplan Benefit And Retirement Advisors to Advice And Planning Servicesleft Feb 1, 2024, registered Feb 27, 2024 (26 days) · Other
- Cammack Retirement Group to Trueplan Benefit And Retirement Advisorsleft Oct 17, 2014, registered Oct 10, 2014 (-7 days) · Other
- Osaic Fa, Inc. to Cammack Retirement Groupleft Jun 6, 2013, registered Jul 15, 2013 (39 days) · Other
- Morgan Stanley Dw Inc. to Osaic Fa, Inc.left Sep 5, 2003, registered Sep 28, 2004 (389 days) · Other
Signals
- Christina Takako Bauer-Dobias left Trueplan Benefit And Retirement Advisors for Advice And Planning Services (registered 2024-02-27)Feb 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address