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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
West Chicago, IL | Marquette, MI | Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 10, 2020 | n/a | yes | Marquette, MI|Chicago, IL|West Chicago, IL | Current employment |
| UHLMANN INVESTMENT MANAGEMENT, L.L.C. | Independent wealth | Jan 11, 2018 | Jan 13, 2020 | no | SKOKIE, IL | Previous registration |
| ROTHSCHILD INVESTMENT | Independent wealth | Aug 14, 2008 | Jan 16, 2018 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UHLMANN INVESTMENT MANAGEMENT, L.L.C. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jan 13, 2020 | Jan 10, 2020 | -3 | Firm change | RIA to ibd |
| ROTHSCHILD INVESTMENT | UHLMANN INVESTMENT MANAGEMENT, L.L.C. | Jan 16, 2018 | Jan 11, 2018 | -5 | Firm change | Other |