DFX Intelligence
Data Factory
Reading the graph
Reading the graph
ROTHSCHILD INVESTMENT LLC, CRD 728
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DANIEL PEYTON HORD | Chartered Financial Analyst | CHICAGO, IL | 20 | 45 | n/a | yes |
| CHRISTIAN PAUL GERINGER | Certified Financial Planner | CHICAGO, IL | 9 | 23 | n/a | yes |
| LADD EDWARD SOLOMON | Certified Financial Planner | CHICAGO, IL | Broomfield, CO | 6 | 19 | 1 | yes |
| JOSEPH SCOTT SINDELAR | n/a | CHICAGO, IL | 6 | 28 | 3 | no |
| DAVID CUTTER DICKMAN | Certified Financial Planner | CHICAGO, IL | 4 | 11 | n/a | yes |
| Stephen Charles Baby | n/a | CHICAGO, IL | 4 | 12 | n/a | yes |
| Skylar Shea Rush | n/a | CHICAGO, IL | 3 | 10 | 1 | yes |
| PETER C JARRETT | Chartered Financial Analyst | CHICAGO, IL | 2 | 13 | n/a | yes |
| SAMUEL PEYTON HORD | n/a | CHICAGO, IL | 2 | 15 | n/a | yes |
| THOMAS ANDREW JANES | Chartered Financial Analyst | CHICAGO, IL | 1 | 11 | n/a | no |
| CHADWICK JOSEPH SCHLETT | Chartered Financial Analyst | CHICAGO, IL | 1 | 12 | n/a | yes |
| JOEL EDWARD SOLOMON | n/a | CHICAGO, IL | 1 | 35 | n/a | yes |
| Charlie Joseph Kuhn | n/a | CHICAGO, IL | 0 | 10 | 1 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| THOMAS PAINE INVESTORS | Other Private Fund | $91.9M | Jun 29, 2020 | 21 | Mar 29, 2012 | dropped | n/a |
| ROTHSCHILD WV II, LP | Venture Capital Fund | $1.5M | Mar 30, 2026 | 9 | May 2, 2023 | reported | 021-1970511 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SOLOMON, JOEL EDWARD | MEMBER, OFFICER | Na | yes | 10/2022 | Mar 29, 2012 | Jun 20, 2024 |
| ELLERGODT, CURTIS ROBERT | Finop | Na | no | 12/2023 | Mar 30, 2026 | Mar 30, 2026 |
| FRANKE, JAMES ALLYN | MEMBER, OFFICER | Na | no | 09/2023 | Mar 30, 2026 | Mar 30, 2026 |
| JOHNSON, PHILLIP EUGENE | MEMBER, PRESIDENT | Na | no | 09/2023 | Mar 30, 2026 | Mar 30, 2026 |
| ROTHSCHILD HOLDINGS, LLC | Owner | E | no | 11/2023 | Mar 30, 2026 | Mar 30, 2026 |
| LENART, BRIAN DOUGLAS | CCO/AMLCO | Na | no | 01/2024 | Mar 27, 2024 | Jun 20, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $2.8B | $2.8B | 39 | 19 | 2 | 1 | n/a |
| 2024 | Apr 28, 2025 | $2.3B | $2.3B | 41 | 18 | 0 | 1 | n/a |
| 2023 | Mar 27, 2024 | $2.0B | $2.0B | 40 | 20 | 0 | 1 | $1.5M |
| 2022 | Mar 30, 2023 | $1.6B | $1.6B | 40 | 20 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $1.9B | $1.8B | 38 | 18 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $1.7B | $1.6B | 40 | 20 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.4B | $1.4B | 40 | 20 | 0 | 1 | $91.9M |
| 2018 | Mar 29, 2019 | $1.1B | $1.1B | 35 | 20 | 0 | 1 | $73.1M |
| 2017 | Mar 28, 2018 | $1.4B | $1.4B | 35 | 20 | 0 | 1 | $76.6M |
| 2016 | Mar 28, 2017 | $1.3B | $1.2B | 41 | 23 | n/a | 1 | $67.6M |
| 2015 | Mar 28, 2016 | $1.2B | $1.1B | 45 | 25 | n/a | 1 | $69.4M |
| 2014 | Mar 27, 2015 | $1.3B | $1.2B | 50 | 25 | n/a | 1 | $70.4M |
| 2013 | Mar 28, 2014 | $1.1B | $1.0B | 50 | 25 | n/a | 1 | $66.2M |
| 2012 | Mar 28, 2013 | $1.1B | $1.0B | 50 | 25 | n/a | 1 | $51.6M |
| 2011 | Mar 29, 2012 | $974M | $930M | n/a | n/a | n/a | 1 | $46.4M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.8B | $2.3B | 20.8% | $1.6B | 19.6% | 39 | 41 | 2 | 0 |