DFX Intelligence

G••••• W•••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

G••••• W•••••• L••••••••

Advisor at E•• A•••••••

CAMBRIDGE, MN | Brooklyn Park, MN

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Search this name across graphsid dfx:ria:7e567276-31e5-7437-8165-17ebcbf17432

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• A•••••••	Bd affiliated wealth	Sep 7, 2016	n/a	yes	CAMBRIDGE, MN\|Brooklyn Park, MN	Current employment
W•••••• • R•••	Former SEC adviser	Aug 12, 2014	Sep 16, 2016	no	SAVAGE, MN\|PLYMOUTH, MN\|SAVAGE, MN\|ST PAUL, MN\|ISANTI, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	E•• A•••••••	Sep 16, 2016	Sep 7, 2016	-9	Firm change	Other

Relationships

Registered with (2)

→ E•• A•••••••Registered adviserregistration: current employment
Sep 7, 2016 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Aug 12, 2014 to Sep 16, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e567276-31e5-7437-8165-17ebcbf17432
First observed: Aug 12, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.