DFX Intelligence

E•• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 1b 10b

E•• A•••••••

E•• A••••••• LLC, CRD 115211

CAMBRIDGE, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f9800259-156b-b92c-20e4-6f0416e4fd9d

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 69
Dated events: 15
On other graphs: 0
Observed: Jun 20, 2012 to Mar 3, 2026
54 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

2 advisors left E•• A••••••• (Brooklyn Park, MN) for A••••••• A•••••• G••••• L•• on the same day

Dated 2026-09-10 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

A••••••• A•••••• G••••• L•• · destination firm

Advisor Recruiting IntelligenceSep 10, 2026 · seen 7 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=59.0
Regulatory AUM: $2.4B••• Locked
Discretionary RAUM: $2.2B
Private client RAUM: $2.3Bderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 52
RAUM per advisor: $46.2M

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K••• D••••• S••••••	Certified Financial Planner	CAMBRIDGE, MN	19	36	n/a	yes
D••••• J••• L•••••	n/a	CAMBRIDGE, MN \| Mount Vernon, IA	17	21

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• D••••••• S••••	Coo	Na	yes	10/2003	Mar 3, 2026	Mar 3, 2026
K••••••• E••••• J•	Cco	Na	yes	02/2025	Mar 3, 2026	Mar 3, 2026
S••••••• L•••• M•

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• A•••••• G••••• L••	n/a	Independent wealth	$10.9M	N	yes	n/a
E•••••••• L••••••• S••••••••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Minnetonka	Mn	United States	4	yes
Rochester	Mn	United States	4	yes
Stillwater	Mn	United States	4	yes
Burnsville	Mn	United States	3	yes
Cambridge	Mn	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	3.8%	0	2	0	2	6

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.4B	$2.3B	5.8%	$1.7B	11.9%	59	59	25	24

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••••••• A•••••• G••••• L••	2	Sep 10, 2026	Nov 4, 2013	BROOKLYN PARK, MN	Team lift out	Ibd to RIA	3.7%

Relationships

Registered with (62)

← BRENT DOUGLAS PICKERAdvisorregistration: current employment
Aug 27, 2026 to presentfactForm ADV
← AMMON ADON CROOKAdvisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← AUSTIN DAVIS MAGNUSONAdvisorregistration: current employment
Feb 27, 2026 to presentfactForm ADV
← SHOBI S•••••

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 10, 2026
Team lift-out
2 advisors left E•• A••••••• (Brooklyn Park, MN) for A••••••• A•••••• G••••• L•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Sep 10, 2026
A•••••• firm change
Brian Thomas Limborg left E•• A••••••• for A••••••• A•••••• G••••• L•• (registered 2013-11-01)
Form ADVobserved 7 days ago
Occurred
Sep 10, 2026
A•••••• firm change
Patrick Jon Scherven left E•• A••••••• for A••••••• A•••••• G••••• L•• (registered 2013-11-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f9800259-156b-b92c-20e4-6f0416e4fd9d
First observed: Jun 20, 2012
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.