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Advisor at NEWEDGE ADVISORS
TROY, OH | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Nov 1, 2021 | n/a | yes | TROY, OH|NEW ORLEANS, LA | Current employment |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Oct 26, 2009 | Nov 1, 2021 | no | TROY, OH|TROY, OH|TROY, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 27, 2009 | no | Beavercreek, OH | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | CENTERVILLE, OH | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 14, 2005 | Apr 2, 2007 | no | CENTERVILLE, OH|CENTERVILLE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | NEWEDGE ADVISORS | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| MORGAN STANLEY | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Oct 27, 2009 | Oct 26, 2009 | -1 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |