DFX Intelligence

Data Factory

RIA / WealthAdvisor33 years in industry

FRANK EDWARD MONTES

Advisor at TORREY PINES FINANCIAL, INC.

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e69179c-cbd9-8404-ad2a-537daf2f09e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TORREY PINES FINANCIAL, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 28, 1993
First registration: Oct 22, 2002
Dual registered: no
Other names: FRANK EDWARD MONTES
IAPD individual key: 2167168

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TORREY PINES FINANCIAL, INC.	State registered	Jun 23, 2017	n/a	yes	SAN DIEGO, CA	Current employment
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Feb 18, 2011	Jul 15, 2011	no	SEATTLE, WA\|LA JOLLA, CA	Previous registration
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Former SEC adviser	May 4, 2004	Feb 17, 2011	no	LA JOLLA, CA\|LA JOLLAQ, CA	Previous registration
HOYLECOHEN,INC.	n/a	Dec 9, 2002	Apr 25, 2006	no	SAN DIEGO, CA	Previous registration
FDX ADVISORS, INC.	Asset manager	Oct 22, 2002	May 4, 2004	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KMS FINANCIAL SERVICES, INC	TORREY PINES FINANCIAL, INC.	Jul 15, 2011	Jun 23, 2017	2,170	Firm change after gap	Other
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	KMS FINANCIAL SERVICES, INC	Feb 17, 2011	Feb 18, 2011	1	Firm change	Other
HOYLECOHEN,INC.	MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Apr 25, 2006	May 4, 2004	-721	Firm change after gap	Other
FDX ADVISORS, INC.	HOYLECOHEN,INC.	May 4, 2004	Dec 9, 2002	-512	Firm change after gap	Other

Relationships

Registered with (5)

→ TORREY PINES FINANCIAL, INC.Registered adviserregistration: current employment
Jun 23, 2017 to presentfactForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Feb 18, 2011 to Jul 15, 2011factForm ADV
→ MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
May 4, 2004 to Feb 17, 2011factForm ADV
→ HOYLECOHEN,INC.Registered adviserregistration: previous registration
Dec 9, 2002 to Apr 25, 2006factForm ADV
→ FDX ADVISORS, INC.Registered adviserregistration: previous registration
Oct 22, 2002 to May 4, 2004factForm ADV

Dated events

No dated event names this entity yet.