RIA Intelligence

Professional profile

linkedin.com/in/frank-montes-381431160reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• T••••• P•••• F••••••••• I••• state registered current
  since Jun 23, 2017 · San Diego, Ca
• K•• F•••••••• S•••••••• I•• former
  Feb 18, 2011 to Jul 15, 2011 · Seattle, Wa
• M•• A••••••• F•••••••• M••••••••• I••• former
  May 4, 2004 to Feb 17, 2011 · La Jolla, Ca
• H••••••••• unclassified
  Dec 9, 2002 to Apr 25, 2006 · San Diego, Ca
• F•• A•••••••• I••• asset manager
  Oct 22, 2002 to May 4, 2004 · San Diego, Ca

• K•• F•••••••• S•••••••• I•• to T••••• P•••• F••••••••• I•••
  left Jul 15, 2011, registered Jun 23, 2017 (2170 days) · Other
• M•• A••••••• F•••••••• M••••••••• I••• to K•• F•••••••• S•••••••• I••
  left Feb 17, 2011, registered Feb 18, 2011 (1 days) · Other
• H••••••••• to M•• A••••••• F•••••••• M••••••••• I•••
  left Apr 25, 2006, registered May 4, 2004 (-721 days) · Other
• F•• A•••••••• I••• to H•••••••••
  left May 4, 2004, registered Dec 9, 2002 (-512 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address