This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ATS WEALTH MANAGEMENT

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 22, 1991earliest registration or exam on IAPD

Years in industry

35derivedfrom the industry start date

Years at current firm

14derivedfrom the current registration's begin date

Prior firms

4

Current registrations

2

Registered states

2

Exams

S63

First exam

Aug 22, 1991

First registration

Dec 31, 1997

Dual registered

yes, broker-dealer

IAPD individual key

1926613

• Occurred

  Jan 21, 2026
  Advisor changed firm

  Sandeep Varma left Cetera Investment Advisers Llc for Simplicity Wealth (registered 2026-05-27)

  Form ADVobserved 5 days ago
• Occurred

  May 6, 2022
  Advisor changed firm

  Sandeep Varma left Fsc Securities Corporation for Avantax Advisory Services (registered 2022-05-05)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7e69dd0f-c3a0-dedd-bcb1-a84cd8392fbd

First observed

Dec 31, 1997

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.