DFX Intelligence
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Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
Decatur, TX | Bossier City, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jun 26, 2018 | n/a | yes | Bossier City, LA|Decatur, TX | Current employment |
| I••••••••• P••••••••• I••• | Former SEC adviser | May 16, 2011 | Sep 25, 2018 | no | SAN ANTONIO, TX|Bossier City, LA|LITTLE ROCK, AR|SAN ANTONIO, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• P••••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Sep 25, 2018 | Jun 26, 2018 | -91 | Bulk transfer | Ibd to ibd |
| 1•• G••••• A••••••• I•• | I••••••••• P••••••••• I••• | May 24, 2011 | May 16, 2011 |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Aug 3, 2009 | May 24, 2011 | no | SHREVEPORT, LA | Previous registration |
| W••••• A•••••••• I••• | n/a | May 21, 2007 | Jul 31, 2009 | no | SHREVEPORT, LA | Previous registration |
| I••• F••••••••• L•• | n/a | Sep 22, 2006 | Apr 10, 2007 | no | SHREVEPORT, LA | Previous registration |
| -8 |
| Firm change |
| Other |
| W••••• A•••••••• I••• | 1•• G••••• A••••••• I•• | Jul 31, 2009 | Aug 3, 2009 | 3 | Firm change | Other |
| I••• F••••••••• L•• | W••••• A•••••••• I••• | Apr 10, 2007 | May 21, 2007 | 41 | Firm change | Other |