DFX Intelligence

K••• J•••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst11 years in industry

K••• J•••• K•••

Advisor at C•••••• A•••• M••••••••• L••

Minnetonka, MN | CHICAGO, IL

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Search this name across graphsid dfx:ria:7e76d980-c063-6381-8164-49697a8727f1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 5, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	Mar 17, 2023	n/a	yes	CHICAGO, IL\|Minnetonka, MN	Current employment
L••••••• W••••• L••	Independent wealth	Apr 5, 2022	Dec 7, 2022	no	MINNETONKA, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• W••••• L••	C•••••• A•••• M••••••••• L••	Dec 7, 2022	Mar 17, 2023	100	Firm change	RIA to RIA

Relationships

Registered with (2)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 17, 2023 to presentfactForm ADV
→ L••••••• W••••• L••Registered adviserregistration: previous registration
Apr 5, 2022 to Dec 7, 2022factForm ADV

Dated events

Occurred
Dec 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e76d980-c063-6381-8164-49697a8727f1
First observed: Apr 5, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.