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J••• R••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

J••• R••••• C••••••

Advisor at S••••• W••••• M•••••••••

Vienna, VA | ROCKFORD, IL

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Search this name across graphsid dfx:ria:7e90e71d-ff57-6fc9-bf63-a3496e816386

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 28, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	Independent wealth	Oct 1, 2015	n/a	yes	ROCKFORD, IL\|Vienna, VA	Current employment
C••••••• G••••	Former SEC adviser	Aug 8, 2015	Oct 28, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• G••••	S••••• W••••• M•••••••••	Oct 28, 2015	Oct 1, 2015	-27	Firm change	Other
F•• W••••• P•••••••	C••••••• G••••	Nov 11, 2008

Relationships

Registered with (3)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 1, 2015 to presentfactForm ADV
→ C••••••• G••••Registered adviserregistration: previous registration
Aug 8, 2015 to Oct 28, 2015factForm ADV
→ F•• W••••• P•••••••Registered adviserregistration: previous registration
Jan 28, 2008 to Nov 11, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e90e71d-ff57-6fc9-bf63-a3496e816386
First observed: Jan 28, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.