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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FSA WEALTH PARTNERS

FSA WEALTH PARTNERS, INC., CRD 104513

ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c074716-cea3-e79d-47ed-10eca77270c7

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 5
On other graphs: 0
Observed: Mar 29, 2012 to Apr 27, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $820MItem 5.F on the latest filing (2026-04-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $820M
Private client RAUM: $786MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $102Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,957
Individual clients: 467
High net worth clients: 231
Custody, client assets: $60.2M
SEC number: 801-18801
CRD: 104513
Filings on the tape: 31
First filed: Mar 29, 2012
Latest filed: Apr 27, 2026
Organised: Corporation, MD

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID RONALD PETERSEN	Certified Financial Planner	ROCKVILLE, MD	35	45	n/a	no
JAMES EDWARD JOSEPH	Certified Financial Planner	ROCKVILLE, MD	21	29	1	no
KIMBERLY ANNE Basenback	Certified Financial Planner	ROCKVILLE, MD	12	14	1	no
RONALD JAMES ROUGH	Chartered Financial Analyst	ROCKVILLE, MD	12	33	1	no
MARY ANN DRUCKER	n/a	ROCKVILLE, MD	10	31	n/a	no
AARON LIEGE WESTON	Certified Financial Planner	ROCKVILLE, MD	5	13	4	no
Christopher Richard Jones	n/a	ROCKVILLE, MD	3	13	1	no
Jordan David Daugherty	Chartered Financial Analyst	ROCKVILLE, MD	0	10	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Basenback, KIMBERLY, ANNE	DIRECTOR OF FINANCIAL PLANNING & PARTNER	A	yes	04/2024	Apr 5, 2024	Sep 19, 2024
JOSEPH, JAMES, EDWARD	PRESIDENT/TREASURER CHIEF COMPLIANCE OFFICER & PARTNER	D	yes	01/2021	Mar 29, 2012	Sep 19, 2024
PETERSEN, DAVID, RONALD	FOUNDING PARTNER	Na	yes	01/2021	Mar 29, 2012	Sep 19, 2024
ROUGH, RONALD, JAMES	CHIEF INVESTMENT OFFICER & PARTNER	C	yes	01/2021	Jan 9, 2020	Sep 19, 2024
Donohue, Kim, Marie	Secretary	Na	no	01/2020	Jan 9, 2020	Sep 19, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$820M	$820M	16	9	0	n/a	n/a
2024	Apr 29, 2025	$770M	$770M	15	9	0	n/a	n/a
2023	Mar 19, 2024	$694M	$694M	16	9	0	n/a	n/a
2022	Mar 21, 2023	$708M	$708M	13	9	0	n/a	n/a
2021	Mar 18, 2022	$843M	$843M	13	8	0	n/a	n/a
2020	Mar 16, 2021	$727M	$727M	14	7	1	n/a	n/a
2019	Jan 8, 2020	$646M	$646M	12	7	1	n/a	n/a
2018	Mar 27, 2019	$600M	$600M	13	7	1	n/a	n/a
2017	Mar 21, 2018	$654M	$654M	13	8	1	n/a	n/a
2016	Mar 10, 2017	$607M	$607M	15	8	n/a	n/a	n/a
2015	Mar 21, 2016	$624M	$624M	7	7	n/a	n/a	n/a
2014	Mar 24, 2015	$688M	$688M	8	8	n/a	n/a	n/a
2013	Mar 14, 2014	$645M	$645M	6	6	n/a	n/a	n/a
2012	Mar 21, 2013	$587M	$587M	7	7	n/a	n/a	n/a
2011	Mar 29, 2012	$554M	$554M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	12.5%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$820M	$770M	6.4%	$708M	5.0%	16	15	0	0

Relationships

Registered with (16)

← Jordan David DaughertyAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← Christopher Richard JonesAdvisorregistration: current employment
Feb 10, 2023 to presentfactForm ADV
← AARON LIEGE WESTONAdvisorregistration: current employment
Mar 17, 2021 to presentfactForm ADV
← MARY ANN DRUCKERAdvisorregistration: current employment
Jun 16, 2016 to presentfactForm ADV
← RONALD JAMES ROUGHAdvisorregistration: current employment
Mar 12, 2014 to presentfactForm ADV
← KIMBERLY ANNE BasenbackAdvisorregistration: current employment
Feb 21, 2014 to presentfactForm ADV
← JAMES EDWARD JOSEPHAdvisorregistration: current employment
Nov 9, 2004 to presentfactForm ADV
← DAVID RONALD PETERSENAdvisorregistration: current employment
Oct 25, 1990 to presentfactForm ADV
← Michael Leone ZarrelliAdvisorregistration: previous registration
Mar 17, 2021 to Apr 24, 2026factForm ADV
← Langston WashingtonAdvisorregistration: previous registration
Feb 11, 2022 to Sep 1, 2022factForm ADV
← IAN THOMAS MCMILLANAdvisorregistration: previous registration
Mar 6, 2017 to Nov 28, 2018factForm ADV
← RIANKA RACHELLE DORSAINVILAdvisorregistration: previous registration
Mar 24, 2015 to Oct 30, 2015factForm ADV
← JONATHAN SCOTT GRUBERAdvisorregistration: previous registration
Oct 5, 2010 to Apr 11, 2012factForm ADV
← JOEL ROBERT CUNDICKAdvisorregistration: previous registration
Jan 28, 2008 to Nov 11, 2008factForm ADV
← RICHARD WAYNE SCHAEFFERAdvisorregistration: previous registration
Feb 14, 1992 to Apr 7, 2005factForm ADV
← KAREN PATRICIA SCHAEFFERAdvisorregistration: previous registration
Oct 22, 1991 to Apr 7, 2005factForm ADV

Controls (4)

← ROUGH, RONALD, JAMESOwnerCHIEF INVESTMENT OFFICER & PARTNER, ownership code C, individual
Jan 9, 2020 to Sep 19, 2024factForm ADV
← JOSEPH, JAMES, EDWARDOwnerPRESIDENT/TREASURER CHIEF COMPLIANCE OFFICER & PARTNER, ownership code D, individual
Mar 29, 2012 to Sep 19, 2024factForm ADV
← Basenback, KIMBERLY, ANNEOwnerDIRECTOR OF FINANCIAL PLANNING & PARTNER, ownership code A, individual
Apr 5, 2024 to Sep 19, 2024factForm ADV
← PETERSEN, DAVID, RONALDOwnerFOUNDING PARTNER, ownership code NA, individual
Mar 29, 2012 to Sep 19, 2024factForm ADV

Owns (1)

← Donohue, Kim, MarieOwnerSECRETARY, ownership code NA, individual
Jan 9, 2020 to Sep 19, 2024factForm ADV

Dated events

Occurred
Apr 24, 2026
Advisor changed firm
Michael Leone Zarrelli left Fsa Wealth Partners for Foundry Financial Llc (registered 2026-05-06)
Form ADVobserved 4 days ago
Occurred
Apr 5, 2024
Control person joined
Anne Kimberly Basenback (Director Of Financial Planning & Partner) appeared on Schedule A of Fsa Wealth Partners
Form ADVobserved 4 days ago
Occurred
Sep 1, 2022
Advisor changed firm
Langston Washington left Fsa Wealth Partners for Orion Portfolio Solutions, Llc (registered 2022-08-26)
Form ADVobserved 4 days ago
Occurred
Jan 9, 2020
Control person joined
James Ronald Rough (Director Of Portfolio Management & Partner) appeared on Schedule A of Fsa Wealth Partners
Form ADVobserved 4 days ago
Occurred
Jan 9, 2020
Control person left
Lynn Terri Petersen (Sec/Trea.) no longer on Schedule A of Fsa Wealth Partners (listed 2020-01-08, absent 2020-01-09)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c074716-cea3-e79d-47ed-10eca77270c7
First observed: Mar 29, 2012
Last observed: Apr 27, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FSA WEALTH PARTNERS

FSA WEALTH PARTNERS, INC., CRD 104513

ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c074716-cea3-e79d-47ed-10eca77270c7

Data as of Apr 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID RONALD PETERSEN

Certified Financial Planner

ROCKVILLE, MD

n/a

JAMES EDWARD JOSEPH

Certified Financial Planner

ROCKVILLE, MD

KIMBERLY ANNE Basenback

Certified Financial Planner

ROCKVILLE, MD

RONALD JAMES ROUGH

Chartered Financial Analyst

ROCKVILLE, MD

MARY ANN DRUCKER

n/a

ROCKVILLE, MD

n/a

AARON LIEGE WESTON

Certified Financial Planner

ROCKVILLE, MD

Christopher Richard Jones

n/a

ROCKVILLE, MD

Jordan David Daugherty

Chartered Financial Analyst

ROCKVILLE, MD

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Basenback, KIMBERLY, ANNE

DIRECTOR OF FINANCIAL PLANNING & PARTNER

yes

04/2024

Apr 5, 2024

Sep 19, 2024

JOSEPH, JAMES, EDWARD

PRESIDENT/TREASURER CHIEF COMPLIANCE OFFICER & PARTNER

yes

01/2021

Mar 29, 2012

Sep 19, 2024

PETERSEN, DAVID, RONALD

FOUNDING PARTNER

yes

01/2021

Mar 29, 2012

Sep 19, 2024

ROUGH, RONALD, JAMES

CHIEF INVESTMENT OFFICER & PARTNER

yes

01/2021

Jan 9, 2020

Sep 19, 2024

Donohue, Kim, Marie

Secretary

01/2020

Jan 9, 2020

Sep 19, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 27, 2026

$820M

n/a

2024

Apr 29, 2025

$770M

n/a

2023

Mar 19, 2024

$694M

n/a

2022

Mar 21, 2023

$708M

n/a

2021

Mar 18, 2022

$843M

n/a

2020

Mar 16, 2021

$727M

n/a

2019

Jan 8, 2020

$646M

n/a

2018

Mar 27, 2019

$600M

n/a

2017

Mar 21, 2018

$654M

n/a

2016

Mar 10, 2017

$607M

n/a

2015

Mar 21, 2016

$624M

n/a

2014

Mar 24, 2015

$688M

n/a

2013

Mar 14, 2014

$645M

n/a

2012

Mar 21, 2013

$587M

n/a

2011

Mar 29, 2012

$554M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

12.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$820M

$770M

6.4%

$708M

5.0%