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Advisor at CORIENT
Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Aug 7, 2024 | n/a | yes | Charlotte, NC | Current employment |
| BYRON FINANCIAL, LLC | Former SEC adviser | Apr 3, 2014 | Aug 27, 2024 | no | CHARLOTTE, NC | Previous registration |
| GREERWALKER WEALTH LLC | Former SEC adviser | Jan 18, 2012 | Sep 17, 2012 | no | CHARLOTTE, NC | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 13, 2003 | Jan 31, 2003 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BYRON FINANCIAL, LLC | Corient | Aug 27, 2024 | Aug 7, 2024 | -20 | Firm change | RIA to RIA |
| GREERWALKER WEALTH LLC | BYRON FINANCIAL, LLC | Sep 17, 2012 | Apr 3, 2014 | 563 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | GREERWALKER WEALTH LLC | Jan 31, 2003 | Jan 18, 2012 | 3,274 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141893:319448:NC:2024-08-27 | Aug 27, 2024 | Aug 7, 2024 | CHARLOTTE, NC | Firm change |