DFX Intelligence

H•••• S•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

H•••• S•••••• S••••

Advisor at S•••••• S•••• A•••• M••••••••• I•••

FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:7ea7ef81-5e28-5545-f98c-2560842fd7e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 4, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• S•••• A•••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• S•••• A•••• M••••••••• I•••	State registered	Feb 26, 2021	n/a	yes	FORT LAUDERDALE, FL	Current employment
G••••••••• W••••• M•••••••••	Independent wealth	Dec 5, 2018	Mar 10, 2021	no	CHICAGO, IL\|FORT LAUDERDALE, FL\|FRANKLIN, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••••• W••••• M•••••••••	S•••••• S•••• A•••• M••••••••• I•••	Mar 10, 2021	Feb 26, 2021	-12	Firm change	RIA to state RIA
S•••••• S•••• A•••• M••••••••• I•••	G••••••••• W••••• M•••••••••	Jan 24, 2019	Dec 5, 2018

Relationships

Registered with (4)

→ S•••••• S•••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Feb 26, 2021 to presentfactForm ADV
→ G••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Dec 5, 2018 to Mar 10, 2021factForm ADV
→ S•••••• S•••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 27, 2006 to Jan 24, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ea7ef81-5e28-5545-f98c-2560842fd7e9
First observed: Jun 4, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.