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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

Joel Robert Zapf

Advisor at T. ROWE PRICE ADVISORY SERVICES, INC.

Owings Mills, MD

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Search this name across graphsid dfx:ria:7eb72283-8159-94ee-caaa-42147d214032

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T. ROWE PRICE ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jul 30, 2007
First registration: Sep 30, 2013
Dual registered: yes, broker-dealer
Other names: JEOL R ZAPF|JOEL R ZAPF|Joel Robert Zapf|Joel Zapf
IAPD individual key: 5303259

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jun 10, 2019	n/a	yes	Owings Mills, MD	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 21, 2017	May 9, 2019	no	SEVERNA PARK, MD	Previous registration
SPIRE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jun 18, 2015	Oct 4, 2016	no	MCLEAN, VA	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 30, 2013	Jun 5, 2015	no	OWINGS MILLS, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	T. ROWE PRICE ADVISORY SERVICES, INC.	May 9, 2019	Jun 10, 2019	32	Firm change	Ibd to RIA
SPIRE WEALTH MANAGEMENT, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 4, 2016	Mar 21, 2017	168	Firm change	Other
T. ROWE PRICE ADVISORY SERVICES, INC.	SPIRE WEALTH MANAGEMENT, LLC	Jun 5, 2015	Jun 18, 2015	13	Firm change	Other

Relationships

Registered with (3)

→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 30, 2013 to Jun 5, 2015factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 21, 2017 to May 9, 2019factForm ADV
→ SPIRE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 18, 2015 to Oct 4, 2016factForm ADV

Dated events

No dated event names this entity yet.