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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

STEVEN REID HOLLEY

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MOBILE, AL

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Search this name across graphsid dfx:ria:7ec333d3-4147-39ca-7d62-dd8565a5dd4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 28, 2006
First registration: May 1, 2006
Dual registered: yes, broker-dealer
Other names: STEVEN R HOLLEY|REID HOLLEY
IAPD individual key: 5099315

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 22, 2010	n/a	yes	MOBILE, AL	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 22, 2010	no	BIRMINGHAM, AL\|Tuscaloosa, AL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jun 9, 2008	Jun 1, 2009	no	TUSCALOOSA, AL\|BIRMINGHAM, AL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 1, 2006	Apr 26, 2008	no	TUSCALOOSA, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 22, 2010	Dec 22, 2010	0	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Apr 26, 2008	Jun 9, 2008	44	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Dec 22, 2010 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 22, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jun 9, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 1, 2006 to Apr 26, 2008factForm ADV

Dated events

No dated event names this entity yet.